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Journal of Virology, December 1998, p. 9835-9843, Vol. 72, No. 12
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Adeno-Associated Virus Type 2-Mediated Gene
Transfer: Role of Epidermal Growth Factor Receptor Protein Tyrosine
Kinase in Transgene Expression
Cathryn
Mah,1,2,3
Keyun
Qing,1,2,3
Benjawan
Khuntirat,1,2,3
Selvarangan
Ponnazhagan,1,2,3
Xu-Shan
Wang,1,2,3
Dagmar M.
Kube,1,2,3
Mervin C.
Yoder,4 and
Arun
Srivastava1,2,3,5,*
Department of Microbiology and
Immunology,1
Walther Oncology
Center,2
Herman B. Wells Center for
Pediatric Research and Department of Biochemistry and Molecular
Biology,4
Division of
Hematology/Oncology, Department of Medicine, Indiana University
School of Medicine,5 and
Walther Cancer
Institute,3 Indianapolis, Indiana 46202
Received 20 March 1998/Accepted 14 September 1998
 |
ABSTRACT |
Adeno-associated virus type 2 (AAV), a single-stranded,
DNA-containing, nonpathogenic human parvovirus, has gained attention as
a potentially useful vector for human gene therapy. However, the
transduction efficiency of AAV vectors varies greatly in different cells and tissues in vitro and in vivo. We have recently documented that a cellular tyrosine phosphoprotein, designated the single-stranded D-sequence-binding protein (ssD-BP), plays an important role in AAV-mediated transgene expression (K. Y. Qing et al., Proc. Natl. Acad. Sci. USA 94:10879-10884, 1997) and that a strong correlation exists between the phosphorylation state of the ssD-BP and AAV transduction efficiency in vitro as well as in vivo (K. Y. Qing et
al., J. Virol. 72:1593-1599, 1998). In this report, we document that treatment of cells with specific inhibitors of the epidermal growth factor receptor protein tyrosine kinase (EGF-R PTK) activity, such as tyrphostin, leads to significant augmentation of AAV
transduction efficiency, and phosphorylation of the ssD-BP is mediated
by the EGF-R PTK. Treatment of cells with EGF results in
phosphorylation of the ssD-BP, whereas treatment with tyrphostin causes
dephosphorylation of the ssD-BP and consequently leads to increased
expression of the transgene. Furthermore, AAV transduction efficiency
inversely correlates with expression of the EGF-R in different cell
types, and stable transfection of the EGF-R cDNA causes phosphorylation of the ssD-BP, leading to significant inhibition in AAV-mediated transgene expression which can be overcome by the tyrphostin treatment. These data suggest that the PTK activity of the EGF-R is a crucial determinant in the life cycle of AAV and that further studies on the
interaction between the EGF-R and the ssD-BP may yield new insights not
only into its role in the host cell but also in the successful use of
AAV vectors in human gene therapy.
 |
INTRODUCTION |
Adeno-associated virus type 2 (AAV),
a single-stranded, DNA-containing, nonpathogenic human
parvovirus, has gained attention as a potentially useful vector
for human gene therapy. The single-stranded viral genome is flanked at
both ends by 145-nucleotide-long palindromic inverted terminal repeats
of which 125 nucleotides form the hairpin structure and the remaining
20 nucleotides constitute the single-stranded region designated the
D-sequence (4, 5, 51). The D-sequence at the 3' end of the
viral genome is termed the D(
) sequence whereas at the 5' end, it is
termed the D(+) sequence. We have previously shown that the D-sequence
plays an important role in the efficient rescue, replication, and
encapsidation of the AAV genome (56-58). More recently, we
have identified a cellular tyrosine phosphoprotein, designated the
single-stranded D-sequence-binding protein (ssD-BP), which
preferentially interacts with the D(
) sequence in the AAV genome
(47). We have also demonstrated that the tyrosine
phosphorylation state of the ssD-BP correlates well with the efficiency
of AAV-mediated transgene expression both in vitro and in vivo
(45).
Two independent groups have presented evidence suggesting that
following infection, the rate-limiting step for the efficient transduction by AAV is viral second-strand DNA synthesis (12, 13). In our proposed model (47), the tyrosine
phosphorylated form of the ssD-BP inhibits viral second-strand DNA
synthesis whereas the dephosphorylated form of the ssD-BP promotes it.
Therefore, the higher the ratio of the dephosphorylated form to the
phosphorylated form of the ssD-BP, the greater the transduction
efficiency by AAV. We have also demonstrated that treatment of cells
with genistein, a specific inhibitor of cellular protein tyrosine
kinases (PTKs), which results in the accumulation of the
dephosphorylated form of the ssD-BP, leads to a concomitant increase in
the recombinant AAV-mediated transgene expression, transient as well as
stable (45, 47). These studies have shown one of the ways by
which the transduction efficiency of AAV vectors can be dramatically improved via manipulation of the phosphorylation state of the cellular
ssD-BP.
Although treatment of target cells with genistein results in
accumulation of the dephosphorylated form of the ssD-BP and
consequently, leads to increased transduction efficiency by AAV vectors
(45, 47), the genistein treatment is quite toxic since it
inhibits all cellular tyrosine kinases. We hypothesized that the ssD-BP might be phosphorylated by a single tyrosine kinase, the specific inhibition of which would yield increased transduction efficiency by
AAV vectors without being toxic to treated cells. In this pursuit, we
performed systematic studies with a number of known specific inhibitors
of cellular protein kinases and examined their effect on the
recombinant AAV-mediated transgene expression. In this report, we
present evidence that phosphorylation of the ssD-BP is catalyzed by the
PTK activity associated with the cellular epidermal growth factor
receptor (EGF-R), and therefore, is a crucial determinant of efficiency
of transduction by recombinant AAV vectors. Thus, the EGF-R-ssD-BP
interaction has important implications in the use of AAV vectors in
human gene therapy.
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MATERIALS AND METHODS |
Cells, plasmids, and viruses.
The human cervical carcinoma
cell line HeLa, the human epidermoid carcinoma cell line A431, the
human lung small-cell carcinoma cell line H69, the human
erythroleukemia cell line K562, and the adenovirus-transformed human
embryonic kidney cell line 293, were obtained from the American Type
Culture Collection (Rockville, Md.). The human nasopharyngeal carcinoma
cell line KB, and the human megakaryocytic leukemia cell line M07e were
obtained from Asok C. Antony and Hal E. Broxmeyer, respectively
(Indiana University School of Medicine, Indianapolis, Ind.). Monolayer
cultures of HeLa, A431, KB, and 293 and suspension cultures of H69,
M07e, and K562 were maintained in Iscove's modified Dulbecco's medium (IMDM) supplemented with 10% fetal bovine serum and antibiotics. The
recombinant AAV helper plasmid pAAV/Ad has been described previously
(50) and was kindly provided by Richard J. Samulski (University of North Carolina, Chapel Hill). The recombinant plasmid pCHCEGFR, containing the human cytomegalovirus immediate-early promoter
(CMVp)-driven cDNA for human EGF-R, has also been described previously
(33) and was generously provided by Francis G. Kern (Georgetown University Medical Center, Washington, D.C.). Recombinant AAV plasmid pCMVp-lacZ containing the CMVp-driven
-galactosidase (lacZ) gene has been described elsewhere
(40, 41). Recombinant AAV vector (vCMVp-lacZ)
stocks were generated and purified by CsCl equilibrium density gradient
centrifugation as previously described (24, 36, 40-45).
Physical particle titers of recombinant vector stocks were determined
by quantitative DNA slot blot analysis (23). The physical
particle-to-infectious particle ratio (approximately 1,000:1) and the
contaminating wild-type AAV-like particle titer (approximately 0.01%)
in the recombinant vector stocks were determined as previously
described (24, 55).
Cellular kinase inhibitors and treatment conditions.
Genistein, apigenin, tyrphostin 1, -23, -25, -46, -47, -51, and -63, AG126, AG1288, AG1295, AG1296, and AG1478 were obtained from Sigma
Chemical Co. (St. Louis, Mo.). Staurosporine, LY294002, wortmannin, and
tyrphostin A48 were obtained from CalBiochem (La Jolla, Calif.).
Herbimycin A was obtained from Gibco-BRL Life Technologies (Grand
Island, N.Y.). Stock solutions of genistein (150 mM), tyrphostin A48
(500 mM), staurosporine (1 mM), wortmannin (10 mM), herbimycin A (1 mM), LY294002 (200 mM) in dimethyl sulfoxide (DMSO), and hydroxyurea
(HU) (1 M) in phosphate-buffered saline (PBS) were stored at
20°C
and diluted into IMDM for use in experiments. Stock solutions of
apigenin (500 mM), tyrphostin 1, -23, -25, -46, -47, -51, and -63, AG126, AG1288, AG1295, AG1296, and AG1478 (500 mM) in DMSO were stored
at 4°C and diluted into IMDM for use in experiments. Cells were
either mock treated or treated with various concentrations of
genistein, apigenin, wortmannin, staurosporine, herbimycin A, LY294002,
and tyrphostin separately for 2 h at 37°C. Chemical treatment
with HU was for 16 h at 37°C. Following treatments, cells were
washed twice with PBS and were either mock infected or infected with
the recombinant AAV as follows.
Recombinant AAV transduction assay.
Approximately equivalent
numbers of cells were washed once with IMDM and then infected with the
recombinant vCMVp-lacZ vector at an infectious particle
multiplicity of infection (MOI) of 2 or 4, as indicated. Forty-eight
hours postinfection (p.i.), cells were fixed and stained with X-Gal
(5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside), and
the numbers of blue cells were determined as previously described (41-43).
Chemical toxicity assay.
Approximately 5 × 105 HeLa cells were seeded in 12-well dishes and allowed to
adhere for 24 h. Cells were then treated with 150 µM genistein
and 500 µM tyrphostin 1 or tyrphostin 23 or an equivalent volume of
DMSO for 2 h, or with 10 mM HU for 16 h at 37°C followed by
washing twice with IMDM and incubation at 37°C. Twenty-four hours
posttreatment, cells were trypsinized and plated into five 10-cm
dishes. Twelve days later, cells that led to colony formation were
stained with methylene blue, and the numbers of colonies were
determined as previously described (18).
Preparation of WCEs.
Whole-cell extracts (WCEs) were
prepared as previously described by Muller (34). Total
protein concentration was determined with the Bio-Rad protein assay kit
(Hercules, Calif.).
EMSA.
Electrophoretic mobility shift assays (EMSAs) were
performed as previously described (47, 58). Briefly, 10 µg
of each WCE was preincubated with 2 µg of poly(dI-dC), 2 µg of
bovine serum albumin (BSA), and 12% glycerol in HEPES buffer (pH 7.9) for 10 min at 25°C. Following preincubation, 10,000 cpm of
32P-labeled D(
) sequence synthetic oligonucleotide
(5'-AGGAACCCCTAGTGATGGAG-3') was added to the reaction
mixture and incubated for 30 min at 25°C. The bound complexes were
separated from the free probe by electrophoresis on 4% polyacrylamide
gels with recirculating Tris-acetate-EDTA buffer (pH 7.9) containing
6.72 mM Tris-HCl, 3.3 mM sodium acetate, and 1 mM EDTA. Following
electrophoresis, gels were dried in vacuuo and autoradiographed with
Kodak X-OMAT film. The ratios of dephosphorylated to phosphorylated
forms of the ssD-BP in various cell types were determined by
densitometric scanning of autoradiograms with a Digital Imaging System
Alphaimager (Alpha Innotech Co., San Leandro, Calif.).
EGF-binding assay.
EGF-binding experiments were carried out
as previously described by Livneh et al. (29) and Gamou et
al. (16) with the following modifications. Briefly, 5 × 104 cells were washed twice with IMDM containing 1%
BSA. One milliliter of IMDM containing 1% BSA was added to all cells
either with 0.5 ng of 125I-EGF/ml obtained from Amersham
(Arlington Heights, Ill.) alone or with 200-fold excess unlabeled EGF
(Sigma Chemical Co.). Cells were incubated for 90 min at room
temperature. Following incubation, cells were washed four times with
IMDM containing 1% BSA and solubilized with 1 ml of 0.5 N NaOH for 30 min at 37°C. Radioactivity of lysates was determined in a Beckman
Gamma counter. Specific binding was calculated as the total
radioactivity minus the nonspecific (cell-associated) radioactivity.
AAV-binding assay.
AAV-binding experiments were carried out
as previously described (41, 45). Briefly, 5 × 104 cells were washed twice with IMDM containing 1% BSA.
One milliliter of IMDM containing 1% BSA was added to the cells with
either 4 × 109 particles of
[35S]methionine-labeled wild-type AAV alone or with
50-fold excess of unlabeled wild-type AAV particles for 90 min at
4°C. Following incubation, cells were washed four times with IMDM
containing 1% BSA and solubilized with 1 ml of 0.5 N NaOH for 30 min
at room temperature. Radioactivity of lysates was determined and
specific binding was calculated as the total radioactivity minus the
nonspecific (cell-associated) radioactivity as described above.
Stable transfection with the EGF-R expression plasmid.
Transfection of 293 cells with pCHCEGFR plasmid DNA was carried out
using the Superfect reagent in accordance with the protocol provided by
the vendor (Qiagen, Valencia, Calif.). Hygromycin was added at a final
concentration of 300 µg/ml 48 h posttransfection, and individual
hygromycin-resistant 293 cell clones were isolated after 14 days of selection.
In vitro phosphorylation assay.
In vitro phosphorylation
assays were carried out as previously described (32, 59)
with the following modifications. The complete reaction mixture
contained 10 ng of the ssD-sequence affinity column-purified
dephosphorylated ssD-BP from 293 cells, 20 mM HEPES, 4 mM
MgCl2, 10 mM MnCl2, 50 mM NaOV, 200 µM ATP, and 0.8 U of EGF-R PTK (CalBiochem) with appropriate controls. The
reaction mixtures were incubated at 30°C for 1 h, and used in an
EMSA with the radiolabeled D(
) probe as described above.
In vitro DNA replication assay.
The appropriate AAV DNA
substrate containing the 3' hairpin structure were prepared and labeled
with [
-32P]ATP (3,000 Ci/mmol) by using T4
polynucleotide kinase as described previously (58). The
labeled substrate was boiled, quickly chilled, and used in a DNA
replication assay in the presence of all four unlabeled deoxynucleoside
triphosphates and the Klenow fragment of Escherichia coli
DNA polymerase I. Twenty nanograms of either the phosphorylated or the
dephosphorylated form of the affinity column-purified ssD-BP was added
to the reaction mixture and incubated for 15 min at 25°C prior to
adding the Klenow enzyme to examine the effect of the ssD-BP on AAV DNA
replication (second-strand DNA synthesis). The reaction mixtures were
electrophoresed on 6% polyacrylamide gels. Gels were dried in vacuuo
and autoradiographed at
70°C.
 |
RESULTS |
Inhibitors of EGF-R PTK increase the transduction efficiency of
recombinant AAV.
Previously, we have shown that the inhibition of
tyrosine phosphorylation of the ssD-BP by genistein, a specific
inhibitor for all PTKs (1, 3, 7, 8), increased transduction efficiency by recombinant AAV (47). To investigate which
kinase may be responsible for tyrosine phosphorylation of the ssD-BP, we studied the effects of various kinase inhibitors on the transduction efficiency of recombinant AAV. HeLa cells were treated with 100 nM to 1 µM herbimycin A (15), 100 nM to 1 µM staurosporine
(9), 50 to 200 µM LY294002 (54), 500 nM to 10 µM wortmannin (38), 1 to 500 µM apigenin
(25), 1 to 200 µM tyrphostin A48 (17), and 150 µM genistein for 2 h at 37°C. Following treatment, cells were
infected with vCMVp-lacZ at an MOI of 2. Cells were then stained with X-Gal 48 h p.i. The results are summarized in Table 1. It is evident that, in addition to
genistein, treatment with tyrphostin A48, a specific inhibitor for
EGF-R PTK, caused an increase in the numbers of blue cells. These
results suggest that EGF-R PTK may be involved in recombinant
AAV-mediated transgene expression.
To further investigate the role of EGF-R PTK in recombinant AAV
transduction, specific inhibitors for EGF-R PTK, tyrphostin 1, -23, -25, -46, -47, -51, and -63, and AG1478 (17, 26, 27, 30,
61), in addition to tyrphostin A48, were tested for their effects
on recombinant AAV transduction. The following specific inhibitors were
used as controls: for tumor necrosis factor alpha (TNF-
) production,
AG126; for TNF-
cytotoxicity, AG1288 (37); and for
platelet-derived growth factor receptor PTK, AG1295 and AG1296
(22). HeLa cells were treated for 2 h with 1 to 800 µM of each tyrphostin followed by infection with
vCMVp-lacZ at an MOI of 2, as described above. The results
are shown in Fig. 1. These results
demonstrate that, of all the specific inhibitors tested, treatment with
tyrphostin 1 resulted in the greatest increase in recombinant
AAV-mediated transgene expression at the optimal concentration (without
causing significant cytotoxicity) of 500 µM, followed by tyrphostin
23, -63, -25, -46, and -47. These results again emphasize the role the
EGF-R PTK plays in AAV-mediated transgene expression. The varying
degrees to which tyrphostin specific for EGF-R PTK affects AAV
transduction efficiency may be due to the possible different mechanisms
by which each compound inhibits the EGF-R PTK. It is interesting to
note that we also observed an increase in recombinant AAV transduction
efficiency with as little as 100 µM of tyrphostin 1, even though the
50% inhibitory concentration of tyrphostin 1 for EGF-R PTK is 1,250 µM (data not shown). In addition, treatment either with tyrphostin 1 or tyrphostin 23 consistently increased recombinant AAV transduction efficiency in many other cell lines, such as A431, K562, 293, and KB
(data not shown). As expected, tyrphostin AG126 and AG1288, which are
specific inhibitors for TNF-
production and TNF-
cytotoxicity, respectively, and tyrphostin AG1295 and AG1296, which are specific inhibitors of the platelet-derived growth factor receptor PTK, had no
effect.

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FIG. 1.
Comparative analyses of transduction efficiencies of
vCMVp-lacZ in HeLa cells treated with 500 µM
concentrations of various tyrphostins. Approximately equivalent numbers
of HeLa cells were treated with each of the indicated compounds
separately for 2 h and then infected with vCMVp-lacZ at
an MOI of 2 under identical conditions. Forty-eight hours p.i., cells
were fixed and stained with X-Gal, and the numbers of blue cells were
determined as described in Materials and Methods.
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Tyrphostin 1 and tyrphostin 23 are more effective and less toxic
than HU and genistein.
Treatment of cells with compounds such as
genistein (45, 47) or HU (12, 48) has previously
been shown to increase recombinant AAV transduction efficiency. To
compare the effects of these compounds with that of tyrphostin, HeLa
cells were either mock treated or treated with 150 µM genistein, 10 mM HU, 500 µM tyrphostin 1, or 500 µM tyrphostin 23, followed by
infection with vCMVp-lacZ at an MOI of 2 as described above.
The results are shown in Fig. 2. It is
evident that treatment with either tyrphostin 1 or tyrphostin 23 resulted in a much greater increase in recombinant AAV transduction
efficiency than treatment with either genistein or HU. We next wished
to compare the relative toxicity of tyrphostin with that of HU or
genistein. HeLa cells were treated with 500 µM tyrphostin 1 or
tyrphostin 23, 150 µM genistein, or an equivalent volume of DMSO, for
2 h or 10 mM HU for 16 h, respectively. Following treatments,
the numbers of viable cell colonies were determined as described in
Materials and Methods. The results are shown in Fig.
3. It is evident that with reference to
the mock-treated or DMSO-treated controls, both tyrphostin 1 and
tyrphostin 23 are far less toxic than either genistein or HU.
Tyrphostin 23, in particular, is the least toxic of the four treatments
for HeLa cells. Thus, the tyrphostin treatment of primary cells may
offer a physiological means to augment AAV transduction efficiency
without causing a deleterious effect.

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FIG. 2.
Comparative analyses of transduction efficiency of
vCMVp-lacZ in HeLa cells (A) following either mock treatment
(B) or treatment with HU (C), genistein (D), tyrphostin 1 (E), or
tyrphostin 23 (F). Approximately equivalent numbers of HeLa cells were
either mock treated or treated with the indicated compounds for 2 h and infected with the vCMVp-lacZ vector at an MOI of 2 under identical conditions. Forty-eight hours p.i., cells were fixed,
stained with X-Gal, and photographed with a Nikon inverted light
microscope. Magnification, ×80.
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FIG. 3.
Effect of DMSO, HU, genistein, and tyrphostins on cell
viability. Cytotoxicity assays with equivalent numbers of HeLa cells at
optimal concentrations of each compound were performed under identical
conditions as described in Materials and Methods. The P
values for tyrphostin treatments compared with treatments with HU and
genistein are indicated.
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Tyrphostin treatment affects the phosphorylation state of the
ssD-BP.
We have previously shown that recombinant AAV transduction
efficiency correlates well with the phosphorylation state of the cellular ssD-BP (45). For example, HeLa cells, which are not readily transduced by recombinant AAV vectors, contain predominantly the phosphorylated form of the ssD-BP. In 293 cells, on the other hand,
the ssD-BP is present predominantly in the dephosphorylated form, and
these cells can be efficiently transduced by recombinant AAV vectors.
Therefore, we next wished to examine the effects of tyrphostin 1 and
tyrphostin 23 on the phosphorylation state of the ssD-BP in HeLa cells.
Tyrphostin 51, which had little effect on AAV transduction (Fig. 1),
was included as an appropriate control. Similarly, the effect of EGF on
the phosphorylation state of the ssD-BP in 293 cells was also examined.
In the first set of experiments, HeLa cells were treated separately
with tyrphostin 1, tyrphostin 23, or tyrphostin 51 (500 µM each) and
genistein (150 µM) for 2 h, followed by preparation of WCEs.
WCEs were then analyzed by EMSA utilizing the D(
) probe. Fig.
4 demonstrates that with the exception of
tyrphostin 51, all treatments caused a significant increase in the
amount of dephosphorylated form of the ssD-BP in HeLa cells. For
example, the ratios of dephosphorylated to phosphorylated forms of the
ssD-BP in HeLa cells following each treatment, determined by
densitometric analyses of autoradiographs, were as follows: mock
treatment, 0.4 ± 0.2; tyrphostin 1, 2.1 ± 0.7; tyrphostin
23, 1.7 ± 0.5; genistein, 1.5 ± 0.5; and tyrphostin 51, 0.7 ± 0.2. Thus, consistent with our previous data
(45), the amount of dephosphorylated ssD-BP for each
treatment corresponded with the level of increase in transduction
efficiency for each of the compounds. In the second set of experiments,
293 cells were either mock treated or treated with 100 ng of EGF in
IMDM/ml for 1 h at 37°C immediately followed by preparation of
WCEs. WCEs were then analyzed by EMSA utilizing the D(
) probe. The
ssD-BP in 293 cells was present mostly in the dephosphorylated form in mock-treated 293 cells as observed previously (45), and the EGF treatment resulted in a significant increase in the phosphorylation of the ssD-BP. Taken together, these results strongly suggest that the
EGF-R PTK plays a direct role in catalyzing the phosphorylation of the
ssD-BP.

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FIG. 4.
EMSA with WCE prepared from human HeLa and 293 cells.
Equivalent amounts of WCE prepared from each indicated cell type were
used in an EMSA with the D( ) probe as described in the text. The
phosphorylated and dephosphorylated forms of the ssD-BP are indicated
by the arrows and the arrowheads, respectively.
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Recombinant AAV transduction efficiency correlates inversely with
the EGF-R expression.
If EGF-R PTK is responsible for
phosphorylating the ssD-BP, the efficiency of AAV-mediated transgene
expression would be expected to be significantly lower in cells which
express higher numbers of the EGF-R (A431 cells) than those which
express fewer numbers of the EGF-R (H69 cells). Thus, AAV transduction
efficiency would inversely correlate with the extent of the EGF-R
expression. That is, the lower the level of EGF-R expression, the
higher the transduction efficiency. This hypothesis was tested by using
A431 and H69 cells, known to express very high and low numbers of the
EGF-R, respectively. In addition, HeLa and 293 cells were infected with
the vCMVp-lacZ vector at an MOI of 4 under identical
conditions. Forty-eight hours p.i., the cells were stained with X-Gal.
It was determined that, consistent with previously published data
(45), the transduction efficiency in HeLa and 293 cells was
approximately 4 and 20%, respectively, and less than 1% in A431
cells, as expected. However, contrary to the expectation, little
transduction (<1%) in H69 was observed (data not shown). This
apparent paradox was addressed by carrying out radiolabeled EGF and AAV
binding assays. These data are shown in Fig.
5. It is clear that A431 cells bound the highest amounts of EGF (11, 19), followed by HeLa and 293 cells (panel A). As expected, EGF binding to H69 cells was negligibly small (16). The possibility that H69 cells do not express
the receptor for AAV was substantiated by AAV binding assays, the results of which are shown in panel B. H69 cells fail to bind AAV, an
observation consistent with that in M07e cells, an AAV receptor-negative cell line (42). A431 cells, on the other
hand, express far greater numbers of the AAV receptor than HeLa or 293 cells. Thus, the low level of AAV-mediated transduction in A431 cells
cannot be attributed to a lack of expression of AAV receptors in these
cells.

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FIG. 5.
Analyses of binding of EGF and AAV to different cell
types. Equivalent numbers of HeLa, 293, A431, H69, and M07e cells were
analyzed in binding assays using either 125I-EGF (A) or
35S-AAV (B) as described in Materials and Methods.
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Phosphorylation state of the ssD-BP in A431 and H69 cells is
insensitive to EGF treatment.
Since the EGF-R PTK appeared to
catalyze phosphorylation of the ssD-BP, we next examined the effects of
EGF as well as tyrphostin and genistein treatments on A431 and H69
cells. The rationale for these studies was that EGF treatment would
have no effect on the phosphorylation state of the ssD-BP in either
cell type because high levels of expression of the EGF-R in A431 cells
would ensure that the ssD-BP would be present in its phosphorylated form, and H69 cells would fail to respond to EGF since little expression of the EGF-R occurs in these cells. Equivalent numbers of
cells were either mock treated or treated with 100 ng of EGF/ml for
1 h at 37°C immediately followed by preparation of WCEs and analysis by EMSA utilizing the D(
) probe. As shown in Fig.
6, EGF treatment had no significant
effect on the phosphorylation state of the ssD-BP in both cell types.
In A431 cells, the ssD-BP was present predominantly in phosphorylated
form due to high levels of expression of the EGF-R PTK. In H69 cells,
on the other hand, both phosphorylated and dephosphorylated forms of
the ssD-BP were detected. Interestingly, however, treatment with
tyrphostin or genistein led to conversion to the dephosphorylated form
of the ssD-BP, resulting in increased transduction in A431 cells (data not shown). Under identical conditions, however, these treatments had
no effect on the phosphorylation state of the ssD-BP in H69 cells, and
these cells could not be transduced by AAV since they lack the cell
surface receptor for AAV. Although it is not readily apparent which of
the cellular protein kinases phosphorylates the ssD-BP in H69 cells,
these results are consistent with the conclusion that phosphorylation
of the ssD-BP in A431 cells is catalyzed by the EGF-R PTK.

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FIG. 6.
EMSA with WCE prepared from A431 and H69 cells following
treatment with EGF, tyrphostin 1, tyrphostin 23, or genistein.
Equivalent amounts of WCEs prepared from mock-treated A431 and H69
cells (lanes 2 and 4), from cells treated with EGF (lanes 3 and 5), and
from A431 cells (lanes 6 to 8) and H69 cells (lanes 11 to 13) treated
with tyrphostin 1, tyrphostin 23, and genistein, respectively, were
used in an EMSA with the D( ) probe as described in Materials and
Methods. The phosphorylated and dephosphorylated forms of the ssD-BP
are indicated by the arrows and the arrowheads, respectively.
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Stable transfection of EGF-R cDNA into 293 cells causes
phosphorylation of the ssD-BP and results in inhibition of
AAV-mediated transgene expression.
We also examined whether
deliberate overexpression of the EGF-R PTK in 293 cells, which
can be efficiently transduced by recombinant AAV vectors since they
contain a predominantly dephosphorylated form of the ssD-BP
(45), would cause phosphorylation of this protein and,
consequently, lead to inhibition of AAV-mediated transgene expression
in these cells. To test this, 293 cells were transfected with the EGF-R
expression plasmid DNA, and a number of stably transfected clones were
isolated as described in Materials and Methods. WCEs prepared from
individual 293 cell clones were used in EMSAs to determine the ratios
of dephosphorylated to phosphorylated ssD-BPs and were compared with
that in control (untransfected) 293 cells. Replicate cultures were also
evaluated for the efficiency of the recombinant vCMVp-lacZ
vector-mediated transduction with or without prior treatment with
tyrphostin 1, under identical conditions. These results are shown in
Table 2. It is interesting to note that
in each of the transfected 293 cell clones, the ratio of
dephosphorylated to phosphorylated ssD-BPs was reduced to an average of
0.45 from more than 3.5 in the control 293 cells, which also led to a
significant decrease in AAV transduction efficiency, from approximately
18% in control 293 cells to an average of about 2% in
EGF-R-transfected 293 cell clones. Treatment with tyrphostin 1, on the
other hand, resulted in an increase in AAV transduction efficiency to
an average of approximately 22.5% in EGF-R-transfected 293 cell
clones. These data strongly suggest that the EGF-R-ssD-BP interaction
plays a crucial role in AAV-mediated transgene expression.
View this table:
[in this window]
[in a new window]
|
TABLE 2.
Effect of stable transfection of the EGF-R cDNA on the
phosphorylation state of the ssD-BP and AAV-mediated transgene
expression in 293 cells
|
|
Phosphorylation of the ssD-BP is mediated by the EGF-R PTK.
In
order to unequivocally establish that tyrosine phosphorylation of the
ssD-BP is indeed carried out by the EGFR-PTK, in vitro phosphorylation
assays were performed with commercially available purified EGF-R PTK by
using an ssD-sequence affinity column-purified dephosphorylated form of
the ssD-BP from 293 cells followed by an EMSA as described in Materials
and Methods. The results of these experiments are shown in Fig.
7. As is evident, incubation of the
ssD-BP with the purified EGF-R PTK resulted in phosphorylation of this
protein whereas incubation in the presence of ATP alone had no effect.
More interestingly, in vitro phosphorylation of the ssD-BP by the EGF-R
PTK was abrogated in the presence of tyrphostin 1 and tyrphostin 23. These results provide direct evidence that the ssD-BP is a downstream
target of the EGF-R PTK.

View larger version (35K):
[in this window]
[in a new window]
|
FIG. 7.
In vitro phosphorylation of the ssD-BP by the EGF-R PTK.
Equivalent amounts of the affinity column-purified ssD-BP from 293 cells were incubated either alone (lane 2) or in the presence of ATP
(lane 3), ATP plus EGF-R PTK (lane 4), ATP plus EGF-R PTK plus
tyrphostin 1 (lane 5), or ATP plus EGF-R PTK plus tyrphostin 23 (lane
6) followed by EMSA with the D( ) probe as described in Materials and
Methods. The phosphorylated and dephosphorylated forms of the ssD-BP
are indicated by the arrow and the arrowhead, respectively.
|
|
 |
DISCUSSION |
It has become increasingly clear that there are at least two major
obstacles that need to be overcome to obtain high-efficiency transduction by AAV vectors (35, 36, 50). The first relates to the extent of expression of the cellular receptor for AAV
(41), the identity of which was recently revealed
(53), and the second concerns the rate-limiting step of the
viral second-strand DNA synthesis (12, 13). Whereas
overcoming the first obstacle must await a better understanding of
molecular events involved in the AAV-receptor expression
(46), we (45, 47) and others (2, 12, 13,
48) have suggested several ways in which the transduction
efficiency of AAV vectors can be significantly increased by way of
promoting the viral second-strand DNA synthesis. We have also presented
evidence that a cellular protein, designated the ssD-BP, phosphorylated
at tyrosine residues, plays a crucial role in viral second-strand DNA
synthesis. We have established that the phosphorylation state of the
ssD-BP correlates well with AAV-mediated transduction efficiency in
vitro as well as in vivo (45).
In the present studies, a systematic search for the PTK responsible for
catalyzing the phosphorylation of the ssD-BP led to the identification
of the EGF-R PTK since treatment of cells with tyrphostin, the specific
inhibitors of the PTK activity of the EGF-R, resulted in a dramatic
increase in AAV-mediated transgene expression. In particular, treatment
with tyrphostin 1 consistently resulted in the greatest increase in AAV
transduction efficiency. We believe that, in accordance with our model
(47), the phosphorylated form of the ssD-BP blocks the viral
second-strand DNA synthesis since treatment with tyrphostin prevents
phosphorylation of the ssD-BP. In fact, this model was experimentally
tested in in vitro DNA replication assays in which the effects of both
phosphorylated and dephosphorylated forms of affinity column-purified
ssD-BPs were examined as described in Materials and Methods. These data are depicted in Fig. 8. It is remarkable
that, consistent with our hypothesized model (47), the AAV
second-strand DNA synthesis is indeed inhibited by the phosphorylated
ssD-BP, whereas the dephosphorylated ssD-BP has no significant effect
under identical conditions.

View larger version (25K):
[in this window]
[in a new window]
|
FIG. 8.
Effects of phosphorylated and dephosphorylated forms of
the ssD-BP on AAV second-strand DNA synthesis in in vitro replication
assays. The 32P-labeled single-stranded AAV DNA with the 3'
hairpin primer (lane 1) was used as a substrate for DNA synthesis with
the Klenow fragment of E. coli DNA polymerase I and
unlabeled deoxynucleoside triphosphates (lane 2) as well as in the
presence of either the phosphorylated ssD-BP (lane 3) or the
dephosphorylated ssD-BP (lane 4) under identical conditions. DNA
samples were fractionated on a 6% polyacrylamide gel and
autoradiographed as described in Materials and Methods.
|
|
The possibility that tyrphostin treatment augments the promoter
activity which leads to increased transgene expression was ruled out by
experiments in which a double-stranded plasmid DNA containing the same
CMVp-driven lacZ reporter gene was transfected in
tyrphostin-treated cells, and no effect on the extent of transgene expression was observed (data not shown). Although the precise reason
for lack of effect of tyrphostin 51, known to be specific for the EGF-R
PTK, on AAV transduction efficiency in HeLa cells remains unclear, this
treatment was insufficient to cause dephosphorylation of the ssD-BP. It
is possible that each tyrphostin inhibits the EGF-R PTK by different
mechanisms. It is also possible that tyrphostin 1 and tyrphostin 23, the two most active compounds, act on the downstream target(s) of the
EGF-R PTK as well. Interestingly, however, there was a significant
increase in the ratio of dephosphorylated to phosphorylated forms of
the ssD-BP when the cells were treated with tyrphostin 1 and tyrphostin
23. The increase in this ratio, once again, strongly correlated with
the efficiency of AAV-mediated transduction. Tyrphostin 51, on the
other hand, failed to elicit a significant response. However, since
other treatments, such as HU or expression of AdE4orf6 protein, which
have been shown to increase AAV transduction efficiency, also result in
an increase in the ratio of dephosphorylated to phosphorylated
ssD-BP, it is possible that these treatments also involve the
inhibition of the EGF-R PTK. Nevertheless, the possibility that in
addition to the EGF-R PTK activity, the ssD-BP phosphorylation is
mediated by a common downstream pathway affected by all treatments,
cannot be discounted.
An additional interesting observation was that there appeared to be a
strong correlation between the cellular EGF-R numbers and the extent of
AAV binding. For example, A431 cells, which express the highest numbers
of the EGF-R, also bound AAV most efficiently, and H69 cells, which do
not express these receptors, failed to bind AAV (Fig. 5). The
possibility that in addition to heparan sulfate proteoglycan for
binding, AAV might utilize the EGF-R as a coreceptor for efficient
entry did not escape our notice and was quickly examined, but
unfortunately this could not be substantiated experimentally
(46). It is also noteworthy that phosphorylated forms of the
ssD-BP were detected in H69 cells that apparently lack the EGF-R PTK
activity (Fig. 6). Moreover, the pattern of phosphorylation of the
ssD-BP in H69 cells was not altered in response to treatment with
genistein, tyrphostin 1, and tyrphostin 23. Further studies to
determine whether the ssD-BP is phosphorylated by protein tyrosine
kinases other than the EGF-R PTK and/or serine-threonine kinases in
these cells are warranted.
EGF-R PTK can be activated upon EGF ligand binding (6).
Treatment of 293 cells with EGF resulted in an increase in the amount
of the phosphorylated form of the ssD-BP, again suggesting the
involvement of the EGF-R PTK in the ssD-BP phosphorylation. However,
treatment of 293 cells with EGF also resulted in increased transduction
with vCMVp-lacZ (data not shown), an apparent paradox. It is
possible that this may be due to EGF pushing cells toward the S-phase
of cell cycle (10), since it has been previously reported
that AAV vectors transduce cells in S-phase with greater than 200 times
the frequency than cells that are quiescent (49). However,
we believe that the rate of dephosphorylation of the ssD-BP in 293 cells may be high enough to negate the transient effect of EGF, since
WCEs were prepared and analyzed immediately following the EGF-treatment
whereas AAV-mediated transgene expression was evaluated 48 h p.i.
Alternatively, it is possible that factors in addition to the ssD-BP
phosphorylation state act in concert to influence the AAV transduction
efficiency. It is noteworthy, however, that skeletal muscle and brain
tissues, which have been shown to be extremely well transduced by
recombinant AAV vectors in vivo (14, 20, 21, 31, 60),
express little to no EGF-R (28, 52).
The toxicity assays demonstrated that both tyrphostin 1 and tyrphostin
23 were much less toxic to cells than other previously published
treatments, such as genistein or HU. The low toxicity of these
compounds as well as their ability to significantly increase recombinant AAV transduction efficiency may prove to be valuable for
gene therapy. In preliminary experiments, treatment of primary human
bone marrow-derived CD34+ hematopoietic progenitor cells
with tyrphostin 1 and tyrphostin 23 was also less toxic than that with
genistein (data not shown). Attempts to document the efficacy of
tyrphostin treatment in augmenting AAV transduction efficiency in a
murine model in vivo did not succeed, most probably because at low
doses of tyrphostin, an effective threshold concentration could not be
achieved. In vivo experiments with high-dose tyrphostin treatments were
compromised due to the toxicity of DMSO, which was used as a solvent
(data not shown).
In sum, our present studies have identified that the cellular EGF-R PTK
catalyzes phosphorylation of the ssD-BP, a crucial player in
AAV-mediated transduction. Further studies of the interactions between
EGF-R and the ssD-BP and additional downstream target proteins should
allow for a better understanding of molecular events involved in
high-efficiency AAV transduction which, in turn, should lead to
improvements in the optimal use of AAV vectors in human gene therapy.
 |
ACKNOWLEDGMENTS |
We thank Francis G. Kern and Richard J. Samulski for generously
providing the recombinant pCHCEGFR and pAAV/Ad plasmids, respectively. We also thank Kelly Hiatt for expert technical assistance.
This research was supported in part by Public Health Service grants
(HL-48342, HL-53586, HL-58881, and DK-49218, Centers of Excellence in
Molecular Hematology) from the National Institutes of Health and by a
grant from the Phi Beta Psi sorority. A.S. was supported by an
Established Investigator Award from the American Heart Association.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Microbiology and Immunology, Indiana University School of Medicine, 635 Barnhill Dr., Medical Science Building, Room 257, Indianapolis, IN
46202-5120. Phone: (317) 274-2194. Fax: (317) 274-4090. E-mail: asrivast{at}iupui.edu.
 |
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Journal of Virology, December 1998, p. 9835-9843, Vol. 72, No. 12
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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