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Journal of Virology, December 1998, p. 9795-9805, Vol. 72, No. 12
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Successful Readministration of Adeno-Associated
Virus Vectors to the Mouse Lung Requires Transient Immunosuppression
during the Initial Exposure
Christine L.
Halbert,1
Thomas A.
Standaert,2
Christopher
B.
Wilson,3 and
A.
Dusty
Miller1,4,*
Fred Hutchinson Cancer Research Center,
Seattle, Washington 98109,1 and
Departments of Pediatrics,2
Medicine,3 and
Pathology,4 University of Washington,
Seattle, Washington 98195
Received 26 March 1998/Accepted 8 September 1998
 |
ABSTRACT |
The airway is an important target for gene transfer to treat cystic
fibrosis and other diseases that affect the lung. We previously found
that marker gene expression did not persist in the bronchial epithelium
following adeno-associated virus (AAV) vector administration to the
rabbit lung. In an attempt to promote continued expression, we tested
repeat vector administration, but no additional transduction was
observed, and the block to transduction correlated with the appearance
of neutralizing antibodies to the viral capsid. Here we show that mice
exhibit a similar response but that treatment with anti-CD40 ligand
antibody (MR1) and a soluble CTLA4-immunoglobulin fusion protein
(CTLA4Ig) at the time of primary AAV vector exposure allowed successful
repeat transduction and prevented production of neutralizing
antibodies. We also tested the possibility that an immune response
caused the loss of marker-positive cells in the epithelial population
in rabbits by evaluating AAV vector expression in immunocompetent and
immunodeficient mice. In contrast to results in rabbits, marker protein
expression persisted in the lung in both groups of mice. AAV vector
transduction occurred in alveolar cells, airway epithelial cells, and
smooth muscle cells, and vector expression persisted for at least 8 months. Although data on persistence of AAV vector expression in the
human lung are not available, it is likely that repeat transduction will be necessary either due to loss of expression or to the need for
repeat administration to deliver effective amounts of AAV vectors.
Results presented here indicate that transient immunosuppression will
allow such repeat vector treatment of the lung.
 |
INTRODUCTION |
Genetic diseases that affect the
lung may be cured by the use of gene therapy. Among these diseases,
cystic fibrosis affects one in 3,000 Caucasian births and leads to
debilitating lung disease. Gene therapy directed to the epithelial
cells of the lung could possibly alleviate the pulmonary pathology that
is the primary cause of morbidity in cystic fibrosis. The complex
architecture of the lung and the inability to remove and reimplant
airway epithelial cells require that gene transfer be done in vivo,
posing important challenges to the development of effective gene therapy.
Adeno-associated virus (AAV) vectors are appealing candidates for in
vivo transduction of airway epithelial cells. AAV itself is quite
stable under normal physiologic conditions and is naturally tropic for
the airway epithelium. AAV vectors can be made without the inclusion of
any viral regulatory or structural genes that might elicit an immune
response. Their ability to integrate into the host chromosome (24,
28) promotes persistence of gene expression. AAV vectors can
transduce nondividing cells in animals (1, 8, 16, 20, 21, 33,
36), an important feature for transduction of slowly dividing
airway epithelial cells.
The potential use of AAV vectors for gene therapy has been evaluated in
the rabbit lung. Expression of the human cystic fibrosis transmembrane
regulator (CFTR) from an AAV vector was detected by antibody staining
at 7 days after vector infusion, and persistent expression was detected
by reverse transcription-PCR at 7 months in adult lungs
(10). In addition, AAV vector transduction in the developing
neonatal rabbit lung has been observed in a variety of airway and
alveolar cell types (31, 38). We have obtained quantitative
data regarding rates of AAV vector transduction in the airway
epithelium of adult rabbits by using vectors that expressed either the
-galactosidase (
-Gal) or the human placental alkaline phosphatase
(AP) protein (14). We found that AAV vector transduction efficiency could be quite high in some localized areas of the airway
epithelium but that it was low overall. While other in vivo studies
have shown persistence of AAV vector expression in brain, liver, and
skeletal muscle (1, 8, 16, 20, 21, 33, 36), and we found
persistent marker protein expression in smooth muscle in the rabbit
lung, the expression in epithelial cells did not persist, suggesting
the need for repeated administration of AAV vectors for long-term
treatment of genetic disease. However, readministration of AAV vectors
failed to generate further transduction events, and this result was
correlated with the appearance of virus-neutralizing antibodies in
serum samples from animals exposed to the AAV vectors (14).
Consistent with our results with the rabbit lung, attempts to
readminister AAV vectors in skeletal muscle have also resulted in
little or no new transduction (8, 20, 36).
Here we have tested whether transient immunomodulation with a
CTLA4-immunoglobulin fusion protein (CTLA4Ig) and/or with MR1 protein
might allow repeat AAV vector transduction in the lung. B7 proteins on
antigen-presenting cells can bind CD28 or CTLA4 proteins on T cells.
Binding of the former leads to T-cell activation, which is particularly
important for the primary response of naive T cells to novel antigens
(6). Binding of the latter dampens T-cell activation.
CTLA4Ig is a soluble molecule composed of the extracellular domain of
CTLA4 fused to an immunoglobulin IgG Fc domain. It binds B7 ligands on
antigen-presenting cells with a much greater affinity than does CD28
(25, 35), thereby blocking the binding of the B7 proteins by
CD28 and inhibiting T-cell priming. The CD40 protein is expressed
primarily on activated T cells and is critical to their ability to
provide help for B-cell antibody responses (11). MR1, a
monoclonal antibody to CD40 ligand, profoundly inhibits antibody
production in mice (13). It has been demonstrated that
administration of MR1 and CTLA4Ig during the primary exposure to
adenovirus vectors facilitates persistence and readministration of the
vector to mouse hepatocytes (19). Similarly, treatment with
an antibody to CD4 at the time of primary vector exposure allowed
transgene expression following readministration of AAV vectors to
skeletal muscle (27). However, there is considerable evidence that the inflammatory response in the lung is to a large degree compartmentalized from the systemic inflammatory response (15, 22, 29). In addition, the lung, unlike the liver and muscle, is protected by a combination of mucosal and systemic defenses
(26). Thus, conclusions reached regarding strategies to
prolong vector expression in other tissues cannot be directly extrapolated to the lung.
In this study, we show that administration of MR1 and CTLA4Ig during
the primary exposure to an AAV vector allows for successful readministration of AAV vectors to the mouse lung. Both agents were
required for maximum effect. We also studied transduction rates and
persistence of AAV vector expression in normal and immunodeficient mice
in comparison to our previous studies in rabbits. We found that AAV
vectors transduced a wider variety of lung cells in mice than in
rabbits and that vector expression after a single administration was
not affected by the immunocompetence of the host. Vector expression persisted for at least 8 months in many cell types, in contrast to the
transient expression that we observed in rabbits (14).
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MATERIALS AND METHODS |
Cell culture.
The 293 (12) and IB3
(37) cells were maintained in Dulbecco's modified Eagle
medium (DMEM) supplemented with 10% fetal bovine serum, 100 U of
penicillin per ml, and 100 µg of amphotericin B per ml. Cells were
cultured at 37°C in an atmosphere of 5% CO2 in air.
AAV vector production.
Recombinant AAV plasmids were
propagated in the bacterial strain JC8111 (7). The AAV
vector CWRAP (9) contains the AP cDNA driven from a Rous
sarcoma virus promoter and enhancer sequence and was obtained from S. Chatterjee (City of Hope National Medical Center, Duarte, Calif.).
CWRZn contains a cDNA that encodes a nuclear localizing
-Gal in
place of the AP cDNA (14). The vectors will be referred to
as AAV-AP and AAV-
gal, respectively.
Vector stocks were generated as previously described (14).
Briefly, cells were infected with adenovirus 5, and then vector plasmid
(4 µg) and an AAV packaging plasmid, either pAAV/Ad (12 µg)
(32) or pMTrepCMVcap (2),
were cotransfected by using the calcium phosphate transfection method.
Vector stocks were purified by CsCl centrifugation and stored at
80°C. Vector titers were determined by using IB3 cells as targets
for transduction and were equal to 108 AP-positive
(AP+) focus-forming units (FFU) per ml for AAV-AP and
105
-Gal-positive (
-Gal+) FFU per ml for
AAV-
gal. Although there was a significant difference in the
transducing titer between the AP and
-Gal vectors, the number of
genome-containing particles was actually similar, about 1010 per ml. Vector stocks were characterized for the
presence of infectious adenovirus by plaque assay (14), and
none was detected (<100 PFU/ml). Vector stocks were assayed for
contamination by replication-competent AAV by infectious center assay,
and results were calculated as a percentage of the vector titer, also
measured by infectious center assay (14). Vectors made by
using the standard packaging plasmid pAAV/Ad (32) contained
1 to 5% replication-competent AAV, and vectors made with the more
recently available pMTrepCMVcap packaging plasmid
(2) contained no detectable replication-competent AAV
(<0.00002%). We observed similar results with both types of vector
preparations containing low or undetectable replication-competent AAV.
AAV vector delivery to mouse airways.
The studies were
performed in accordance with the guidelines set forth by the
Institutional Review Office of the Fred Hutchinson Cancer Research
Center. BALB/c, C57BL/6 (B6), and 129/Sv mice were obtained from
Jackson Laboratories (Bar Harbor, Maine). Immunoglobulin M chain
knockout mice (Igh
) on a B6 background, which lack mature
B lymphocytes and do not produce antibody, were obtained from Jackson
Laboratories and bred in our facility. Severe combined immunodeficient
(SCID) mice on a B6 background were obtained from Jackson Laboratories,
and recombinase-activating gene II (RagII) knockout mice were obtained on a mixed 129/Sv-B6 background that lack mature T and B lymphocytes were obtained from Taconic Laboratories (Germantown, N.Y.) and bred in
our facilities. Nude mice, which are deficient in mature T lymphocytes,
were obtained from Jackson Laboratories. (For a review of
immunodeficient mouse strains, see reference 23).
Mice were sedated by an intraperitoneal injection of 48 mg of ketamine
and 3.3 mg of xylazine per kg of body weight prior
to intratracheal
inoculation. The trachea was exposed by a skin
incision above the
trachea, and 100 µl of the vector was delivered
from a 1-ml syringe
with a 22-gauge needle. After vector delivery,
the incision was sutured
and the animals were awake within 1 h.
When animals received
vector by nasal aspiration, they were anesthetized
in a jar containing
cotton gauze soaked with metafane prior to
administration to the nares
of 100 µl of vector from a micropipette
tip. Animals spontaneously
inhaled the vector droplets. Animals
revived within seconds after
vector delivery by nasal aspiration.
When immunomodulators were used,
0.2 mg of murine CTLA4Ig per
animal and 0.25 mg of murine MR1 per
animal (Bristol-Myers Squibb)
(
18,
19) were given by an
intraperitoneal injection on days
0, 2, and 4. Hamster immunoglobulin
(HIg; 0.25 mg per animal)
and murine monoclonal antibody (L6; 0.26 mg
per animal) were given
as control molecules for the immunomodulating
drugs. FK506 (3.7
mg/kg) was given daily by intraperitoneal injection.
In the first
readministration experiment, animals were given the first
AAV
vector by intratracheal injection on day 0 and the second AAV
vector by nasal aspiration on day 60. The animals were sacrificed
3 weeks later. In the second readministration experiment, both
AAV
vectors were administered by nasal aspiration and the animals
were
sacrificed 2 weeks after the second administration of
vector.
AP and
-Gal staining of mouse lung tissue.
At 1, 3, 8, 12, and 32 weeks following vector instillation, animals were
anesthetized with 100 mg of ketamine and 6.6 mg of xylazine per kg.
Blood samples were obtained by cardiac puncture. The chest was then
opened, and the lungs were excised. An endotracheal tube was inserted
into the trachea, and fixative (2% paraformaldehyde in
phosphate-buffered saline [PBS]) at a pressure of 25 cm of H2O was instilled into the lungs. The trachea was then
ligated, and the lungs were immersed in fixative for 3 h for the
AP staining procedure or 1 h for the
-Gal staining procedure.
After fixation, the lungs were drained and refilled with PBS three
times, cut into 3-mm-thick slices, and rinsed three additional times
with PBS for 30 min each on a rocker. For
-Gal staining, the tissue slices were stained overnight in X-Gal
(5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside) staining buffer (14) at room temperature. For AP staining,
the tissue slices were placed in a 10-ml conical tube containing 7 ml
of PBS and heated in a water bath at 69°C for 1.5 h. The tissue slices were then placed in AP staining buffer (14) overnight at room temperature.
Quantitation of transduction efficiency.
Stained tissue
slices were cut into blocks (3 mm on a side) and embedded in paraffin.
Serial sections were taken from each lung sample and stained with
nuclear fast red (sections 1, 3, and 5) or hematoxylin and eosin
(section 2). Quantitation of transduction efficiency was done by
counting the number of AP+ cells per section on the slides
stained with nuclear fast red. Two to three sections, approximately 1 cm2 of tissue each (5-µm thickness), were scored per
lung. Values were expressed as AP+ cells per
cm2. Cell categories were designated as follows: bronchial
epithelial cells are cells in an airway epithelium having underlying
cartilage, distal airway epithelial cells are cells in an airway
epithelium that does not have underlying cartilage, alveolar cells are
cells in the alveolar walls, smooth muscle cells are smooth muscle
cells underlying airways, and vascular cells are smooth muscle cells in
the walls of blood vessels.
Virus neutralization assay.
Serum samples from mice were
incubated at 56°C for 30 min to inactivate complement. AAV-
gal was
diluted in DMEM containing 1% fetal bovine serum to obtain 5 × 103
-Gal FFU/ml (as determined on IB3 cells and
equivalent to approximately 5 × 108 genome-containing
particles of AAV-
gal). Heat-treated serum was added to 200 µl of
diluted virus to achieve the desired dilution of serum. The virus-serum
mixtures were incubated for 1 h at 37°C. Then, 1 ml of DMEM
containing 5% fetal bovine serum was added to each sample. Each sample
was split between two wells containing IB3 cells that had been plated
at 5 × 104 cells per well (12-well plates) on the
previous day. Two days following vector exposure, the cells were fixed
for 15 min in 3.7% formaldehyde in PBS and rinsed three times in PBS.
Cells were stained for
-Gal expression by incubation overnight in
X-Gal staining buffer at room temperature.
Spleen cell proliferation.
Spleen cell suspensions were
generated and cultured as previously described (18), except
that serum-free HL-1 medium (BioWhittaker, Walkersville, Md.) was used
instead of RPMI 1640 medium supplemented with 10% fetal calf serum
because background uptake of [3H]thymidine is lower in
HL-1 medium. Various concentrations of UV-inactivated AAV-AP were added
to replicate wells containing 5 × 105 splenocytes per
well. After 72 h, [3H]thymidine was added to the
wells, and incorporation was determined 24 h later, as described
previously (18).
Antibody responses to tetanus immunization.
To determine the
capacity of mice to produce antibodies to a novel antigen, mice were
immunized by intraperitoneal injection of 0.1 ml of tetanus-diphtheria
vaccine (Connaught Laboratories, Swiftwater, Pa.). Antibodies to
tetanus toxoid were assayed by an enzyme-linked immunosorbent assay.
Plates were coated overnight with tetanus toxoid (Massachusetts
Biological Laboratories, Boston, Mass.) in carbonate buffer (pH 9.6),
blocked with PBS containing 3% bovine serum albumin and 0.05% Tween
20, washed, and incubated with serum samples that were diluted serially
in 10% PBS, 0.3% Tween 20, and 0.01 M EDTA. The plates were then
washed, incubated with isotype-specific, peroxidase-conjugated
antisera, and developed as previously described (18). The
reciprocal of the lowest dilution yielding an increase in optical
density at 405 nm of 0.2 compared to that of the preimmune sample for
that mouse was taken as the titer. The lowest detectable titer was 100;
values less than this were assigned a titer of 50 for purposes of analysis.
 |
RESULTS |
Transduction by AAV vectors in the mouse lung occurs in many cell
types and is not affected by the immunocompetence of the host.
Different strains of immunocompetent and immunodeficient mice were
given an AAV vector that encoded AP (AAV-AP; 107
AP+ FFU per animal) to test whether AAV transduction
efficiency was affected by the immunocompetence of the host. At 14 days
after inoculation, transduced cells were observed throughout the mouse lung in all strains of mice (Fig. 1B and
D). AP+ epithelial and smooth muscle cells were found in
the bronchial epithelium and just below the epithelium (Fig. 1D).
AP+ cells were also observed in the parenchyma of the lung
(Fig. 1D). Treatment of mice with saline (Fig. 1A and C) or an AAV
vector expressing
-Gal did not result in AP staining in the lung
(data not shown).

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FIG. 1.
AAV vector transduction in the mouse lung. Mice were
given saline (A and C) or 107 AP+ FFU of AAV-AP
(made by using the AAV/Ad packaging plasmid) (B and D) by intratracheal
inoculation. The lungs were excised and stained for AP expression 21 days after inoculation. (A and C) Saline-treated mouse lungs do not
exhibit any AP+ cells. The bronchus is outlined by gray
arrowheads in panel C. (B and D) AAV-AP-treated lungs show AP staining
in epithelial cells (arrows) and smooth muscle cells (large arrowheads)
of bronchial airways and in parenchymal cells (small arrowheads) of the
lung. Original magnifications, ×8 (A and B) and ×32 (C and D).
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Histologic analysis of transduced mouse lungs showed that the stained
cells were airway epithelial cells, alveolar cells,
and smooth muscle
cells underlying the epithelium or in vasculature
(Fig.
2A through D). The alveolar cells
comprised the majority
of stained cells found in the lung. Indeed,
AP
+ cells in the other cell types occurred infrequently.
Therefore,
quantitation of stained alveolar cells was used to determine
whether
there was a difference in AAV vector transduction rates between
the normal and immunodeficient strains of mice (Fig.
3). Animals
that had combined
immunodeficiencies exhibited transduction rates
that were high (RagII),
low (SCID), and moderate (nude). The parental
strains of mice for the
RagII-deficient animals, normal immunocompetent
B6 mice and 129/Sv
mice, exhibited moderate and low ranges of
transduction rates,
respectively. The immunoglobulin-deficient
strain of mice
(Igh

) exhibited a moderate transduction rate. Thus, while
the transduction
efficiency differed for different strains of mice, it
was not
positively correlated with immunodeficiency.

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FIG. 2.
Histologic analysis of AAV vector-treated mouse lungs.
Mice were given AAV-AP and were treated as described in the legend to
Fig. 1. AP staining was performed 21 days after vector exposure.
AP+ epithelial cells in distal airways are indicated in
panels A and D by arrows. AP+ alveolar cells are designated
by a small arrowheads in panes A, B, and C. AP+ smooth
muscle cells were found beneath the airway epithelium (large arrowheads
in panel D) and in vascular walls (large arrowhead in panel B).
Original magnifications, ×100 (A and B) and ×400 (C and D).
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FIG. 3.
Transduction by AAV vector in immunocompetent and
immunodeficient strains of mice. Mice were treated as described in the
legend to Fig. 1. AP staining was performed 21 days after vector
exposure. Transduction efficiencies in individual animals (solid
circles) and mean values (bars) are shown.
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Relationship between AAV vector dose, transduction efficiency, and
generation of neutralizing antibodies against AAV.
Increasing
doses of the AAV-AP vector were given to mice in an effort to increase
transduction in airway epithelial cells. Vector doses ranging from
105 to 108 AP+ FFU (containing no
detectable replication-competent AAV) were given by nasal aspiration,
and the mouse lungs were stained for AP expression 21 days after
inoculation (n = 4 for each vector dose). Only alveolar
cells stained for AP when animals were given a dose of 105
AP+ FFU of AAV-AP (Fig. 4).
Transduction of the other cell categories occurred at low frequencies
at 106 AP+ FFU and increased with higher doses
of vector. At all doses, transduction of alveolar cells occurred more
frequently than transduction of any of the other cell types
(P
0.05). The least permissive cell category was the
epithelial cells of the bronchial airway. These results indicate the
minimum quantity of vector needed to detect transduction and show that
increasing the vector dose resulted in a higher transduction rate in
all cell categories.

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FIG. 4.
Relationship of AAV vector dose to transduction
efficiency in different cell populations of the mouse lung. B6 mice
were given the indicated doses of the AAV-AP vector (made by using the
pMTrepCMVcap packaging plasmid) by nasal
aspiration. The lungs were excised 21 days after vector exposure and
stained for AP expression. Arithmetic mean values ± standard
deviations for the transduction rates are shown (n = 4
for each vector dose tested). Transduction rates for all cell types in
animals receiving vector doses of 107 AP+ FFU
were significantly different (P 0.05) from
background.
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A 5% transduction rate in distal airway epithelium was achieved at the
highest dose tested (approximately 200 AP
+ cells of 4,000 distal airway epithelial cells counted, representing
30 distal airways
analyzed in one cross section of lung tissue).
Additionally, about 4%
of all alveolar cells were AP
+ (2,000 AP
+
alveolar cells of a total of 4.5 × 10
4 alveolar cells
per cm
2 of tissue; four microscope fields at ×1,000
magnification were
scored per animal;
n = 3). Because
each tissue section was about
5 µm thick, there were an estimated
2,000 AP
+ cells per 5 × 10
4
cm
3 of tissue or 4 × 10
6 AP
+
cells per cm
3. The total number of AP
+ alveolar
cells was estimated to be about 4 × 10
6 per lung
because a mouse lung had a volume of approximately 1
cm
3
(as measured by volume displacement;
n = 3). To
calculate the
particle-to-transducing unit ratio in vivo, the total
number of
genome-containing particles was divided by the estimated
total
number of AP
+ cells (2 × 10
10
genome-containing particles per 4 × 10
6
AP
+ alveolar cells), giving a particle-to-transducing unit
ratio
of 5,000. This compares with a particle-to-transducing-unit ratio
of 200 for the same vector measured in cultured cells (data not
shown).
The amount of vector-neutralizing antibody in serum increased with
higher vector doses and transduction rates (Fig.
5). Low
neutralizing activity was
detected in sera from animals given
10
5 AP
+ FFU
of AAV vector. Dilution of these sera 1:100 neutralized only
25% of
the AAV vector. Higher neutralizing activity was observed
in animals
given 10
6 AP
+ FFU or more. The sera from these
animals achieved similar low
levels of neutralization only after
further dilution (1:1,600
to 1:6,400). These results show that a
certain level of vector
immunogen was required to generate a robust
humoral immune response.

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FIG. 5.
Relationship of AAV vector dose to generation of
neutralizing antibodies against the AAV vector. Mice were treated as
described in the legend to Fig. 4, and sera were obtained from animals
21 days after exposure to the AAV-AP vector. Percent neutralization of
the AAV- gal vector is shown. Duplicate assays were done for each
serum dilution for all animals (n = 4 animals for each
vector dose). Mean values ± standard deviations for percent
neutralization at each serum dilution are shown.
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AAV vector expression persists in all populations of transduced
cells in the lungs of normal and immunodeficient mice.
Persistence
of expression was evaluated in immunodeficient mice to test whether
loss of B- and T-cell-associated immune response functions resulted in
persistence of marker gene expression in the epithelial population.
RagII-deficient animals lack both T-cell- and B-cell-mediated pathways
of immunity because they are deficient in a recombinase required for
T-cell maturation (30). Nine RagII-deficient mice were given
an AAV-AP vector by intratracheal injection, and three mice each were
sacrificed at 1, 3, and 8 weeks after vector delivery (Fig.
6). The number of AP+ cells
in each cell category was determined in histologic sections of the
lung. At 7 days, AP+ cells occurred in all cell categories
except the bronchial epithelium, and vector expression persisted in
these cell populations for 8 weeks (the duration of the experiment). We
found a few transduced bronchial epithelial cells in two of three
animals at 3 weeks, and this low number was detectable for 8 weeks in
one of three animals. These results showed that AAV vector expression
can persist in both epithelial and smooth muscle cells of the lungs of
RagII mice.

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FIG. 6.
Persistence of AAV vector expression in the different
cell populations of the RagII mouse lung. Mice were given
107 AP+ FFU of AAV-AP (made by using the AAV/Ad
packaging plasmid) by intratracheal inoculation, groups of mice were
sacrificed at the indicated times after exposure, and the lungs were
stained for AP. Three animals in each group were analyzed. Means (bars)
and individual values (solid circles) are shown.
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We next evaluated the persistence of AAV vector expression in normal
immunocompetent B6 mice. We hypothesized that immunomodulation
of
normal mice would facilitate the persistence of AAV vector
expression
and perhaps even increase the initial transduction
rate. Mice were
given AAV vector alone, with MR1 and CTLA4Ig,
or in conjunction with a
daily administration of FK506. FK506
causes a general suppression of
T-cell function (
5), whereas
MR1 and CTLA4Ig preferentially
impair the response around the
time of administration (
18,
19). Animals were sacrificed at
1, 3, and 12 weeks following
vector exposure (Fig.
7). The results
for
all groups of treated or control B6 mice were similar to the
results
for the RagII-deficient mice. At each time point, transduction
rates in
alveolar cells were higher than those in any of the other
cell types,
and persistence of marker protein expression occurred
in all cell
categories analyzed. Treatment of mice with FK506
or with MR1 and
CTLA4Ig did not increase the initial transduction
efficiency, the
maximal transduction efficiency, or the persistence
of AP
+
cells. In one animal given FK506 for 12 weeks followed by 20
weeks
without FK506, only a statistically insignificant drop in
the number of
AP
+ cells was observed at 32 weeks (data not shown).
Similar results
were found at 32 weeks in two animals given MR1 and
CTLA4Ig (data
not shown).

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FIG. 7.
Persistence of AAV vector expression in the different
cell populations of the B6 mouse lung. Mice were given 107
AP+ FFU of AAV-AP (made by using the AAV/Ad packaging
plasmid) by intratracheal inoculation. Animals were either untreated
(A), treated with MR1 and CTLA4Ig (B), or treated with FK506 (C). Three
animals were analyzed for weeks 1 and 12, and four animals were
analyzed for week 3. Means (bars) and individual values (solid circles)
are shown.
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The persistence of vector expression in B6 mice suggested that there
was little or no cellular immune response to the vector
or the
transgene product. To evaluate cellular immunity, splenocyte
proliferation assays were done. Spleen cells from mice given the
AAV
vector alone proliferated weakly but detectably in response
to AAV
vector when assessed 21 days after primary administration
of AAV vector
(stimulation index, 5.5 ± 0.5;
n = 2). In
contrast,
the response of splenocytes from mice treated with MR1 and
CTLA4Ig
at the time of vector exposure was less than that of those
given
vector only (stimulation index, 1.2 ± 0.2;
n = 2;
P < 0.01). However,
both sets of animals exhibited
transgene expression for at least
12
weeks.
It has been reported that some strains of mice, such as the BALB/c and
C3H/HeJ strains, clear adenovirus vector-transduced
cells more rapidly
than do other strains of mice (
4). In addition,
the B6 mice
exhibited a longer persistence of therapeutic protein
expression than
the BALB/c mice when an adenovirus vector was
used for gene transfer to
liver cells. Therefore, persistence
in normal BALB/c mice was evaluated
(Fig.
8). Animals were given
the AAV-AP
vector, and AP
+ lung cells were quantitated at 1, 3, 12, and 32 weeks (
n = 4
for week 3;
n = 3 for all other time points). At week 1, AP
+ alveolar,
bronchial epithelial, and airway epithelial cells were
detected, and by
week 3, transduced smooth muscle cells underlying
the epithelium and in
vasculature were also observed. Vector expression
persisted for at
least 32 weeks, the duration of the experiment.
Although there seemed
to be a drop in the values obtained in the
bronchial epithelial cells
and smooth muscle cells underlying
the epithelium at 32 weeks, these
values were not significantly
different from those obtained at earlier
time points. Indeed,
AP
+ cells were observed at 32 weeks in
these cell types also. Taken
together, the results in B6 and BALB/c
mice show that AAV vector
expression can persist in transduced lung
cells of normal immunocompetent
mouse for at least 8 months.

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|
FIG. 8.
Persistence of AAV vector expression in the different
cell populations of BALB/c mice. Mice were treated as described in the
legend to Fig. 6. Three animals were analyzed for weeks 1, 12, and 32, and four animals were analyzed for week 3. Means (bars) and individual
values (solid circles) are shown.
|
|
Transient immunosuppression by MR1 and CTLA4Ig allows repeat
transduction.
The persistence of AAV vector expression in the
mouse lung showed that in some species readministration of AAV vectors
may not be required for several months. While it is not known whether AAV vector administration to lungs of humans will result in long-term vector expression similar to that seen in mice or will result in
short-term expression similar to that seen in rabbits, it is likely
that repeat transduction will be necessary to establish or maintain
therapeutic levels of protein. To determine whether secondary
transduction could be achieved, mice were treated with MR1 and CTLA4Ig
or control antibodies (L6 and HIg) at the time of primary vector
administration with AAV-
gal and were challenged 60 days later with
AAV-AP (Table 1). No expression of AP was observed in mice given control antibody preparations, indicating that
mice develop a strong neutralizing response against AAV vectors, as we
observed in rabbits. In contrast, robust expression was observed in
mice given MR1 and CTLA4Ig. Transduction rates were comparable to those
seen in RagII-deficient mice and in B6 mice that received saline rather
than AAV-
gal at the time of primary vector administration, with the
exception of a slight drop in transduction of vascular cells in the
MR1- and CTLA4Ig-treated mice and in the RagII-deficient mice in
comparison to that of control animals that had not been exposed to an
AAV vector.
Serum samples were obtained from mice on day 54 to assay for the
presence of neutralizing activities prior to the second administration
of AAV vector (Table
2). As expected, the
serum samples from
the saline-treated (control) mice and the
vector-treated RagII
mice did not have detectable neutralizing
activities to AAV vector.
Serum samples from B6 mice given MR1 and
CTLA4Ig had undetectable
or low neutralizing activities, whereas sera
from B6 animals given
L6 and HIg exhibited substantial neutralizing
activities. Serum
from one animal from the group treated with MR1 and
CTLA4Ig had
some neutralizing activity at a 1:20 dilution.
AP
+ cells were detected in this animal following the second
administration,
but the value was only 15% of that found in the other
four treated
animals (data not shown).
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|
TABLE 2.
Neutralization of an AAV vector by sera from mice exposed
to an AAV vector with or
without immunosuppressiona
|
|
Optimal transduction following readministration of an AAV vector
requires both MR1 and CTLA4Ig.
The ability of either MR1 or
CTLA4Ig alone to facilitate transduction following readministration was
tested in a second experiment (Table 3).
Animals were given the AAV-
gal vector by nasal inhalation, rechallenged with an AAV-AP vector on day 60, and sacrificed on day 74. Again, mice treated with MR1 and CTLA4Ig exhibited transduction in the
lung after readministration of AAV vector. The number of AP+ cells in these mice was similar to that in the
saline-treated control mice in most cell categories. As was noted in
the first experiment, the values obtained for vascular cells from
AAV-treated mice seemed lower than those for the saline control group.
Although treatment with MR1 or CTLA4Ig alone facilitated secondary
transduction, the numbers of AP+ cells were generally lower
for mice in this treatment group than for mice treated with both MR1
and CTLA4Ig. CTLA4Ig seemed to be more effective than MR1 in
facilitating AAV transduction by readministration.
Neutralizing activity to AAV vector was detected in the sera of MR1- or
CTLA4Ig-treated animals obtained on day 54, just prior
to the second
administration of AAV vector (Table
4).
The CTLA4Ig-treated
animal whose serum neutralized 4.7% of vector at a
1:20 dilution
of serum (and 0% at a 1:100 dilution) had a number of
AP
+ cells similar to the average number for saline-treated
control
animals. Another animal whose serum neutralized 50% of vector
at a 1:100 dilution of serum (and 100% at 1:20) had AP
+
alveolar cell numbers at 40% of the mean value obtained for
saline-treated
control animals. Serum samples from two animals in the
MR1-treated
group that also exhibited a similar level of neutralizing
activity
against vector (10 and 38% neutralization of vector at a
1:100
dilution of serum) gave only 10% of the transduction rate seen
in the saline-treated controls. Overall, MR1 or CTLA4Ig alone
was not
as effective in suppressing the generation of neutralizing
antibodies,
and this correlated with the lower transduction rates
achieved with
readministration.
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|
TABLE 4.
Neutralization of an AAV vector by sera from B6 mice
exposed to an AAV vector with or without CTLA4Ig and/or
MR1 immunosuppressiona
|
|
The vector preparation used in the primary challenge in the first
readministration experiment contained low levels of
replication-competent
AAV, whereas the preparation used in the primary
challenge in
the second experiment did not contain any detectable
levels of
replication-competent AAV. For the second challenge, both
experiments
used vector preparations that did not contain any
detectable levels
of replication-competent AAV. The neutralization
results (Tables
2 and
4) show that substantial levels of neutralizing
antibodies
were generated to the primary AAV vector whether the
preparation
had a low or an undetectable level of replication-competent
AAV.
In addition, secondary transduction was blocked in both cases
(Table
1, line 1; Table
3, line 2), showing that replication-competent
AAV was not responsible for inducing this
response.
Suppression of the humoral immune response by MR1 and CTLA4Ig is
transient.
To determine whether persistent immunosuppression was
correlated with the ability to successfully readminister AAV vector, the concentrations of MR1 and CTLA4Ig in the sera obtained on day 54 from animals in both readministration experiments were evaluated. Very
low or undetectable levels of MR1 and CTLA4Ig were found at the time of
readministration (data not shown). Additionally, all MR1- and
CTLA4Ig-treated animals generated neutralizing activities to AAV vector
after the second readministration (data not shown), demonstrating that
they were capable of generating a humoral immune response to the
vector. To unequivocally test the ability to generate a primary humoral
immune response to a novel antigen, a tetanus vaccine was given
intraperitoneally at the time of the second administration of AAV
vector (Table 5). Antitetanus antibody was detected in all treatment groups. Although the MR1- and
CTLA4Ig-treated group and the MR1-treated group showed lower mean
titers than the control group, the values were not significantly
different from those of the control group. These results showed that
the initial regimen of MR1 and CTLA4Ig facilitated a successful second transduction even when the animals were immunocompetent at the time of
the second challenge with AAV vector.
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|
TABLE 5.
Antibody response to a novel antigen is detected in sera
from animals challenged 60 days after treatment with MR1
and/or CTLA4Ig
|
|
Although the suppression of humoral immune response to AAV vector by
MR1 and CTLA4Ig was transient and the immune response
to tetanus was
intact at the time of secondary vector administration,
a lower
splenocyte proliferation response to the AAV vector was
detected in
comparison to that in nonimmunosuppressed animals
even after the second
administration of AAV vector. Mice given
the AAV-

gal vector in
conjunction with control antibodies (L6
and HIg) showed a response to
AAV vector when assessed 14 days
after administration of the second AAV
vector (stimulation index,
3.1 ± 1.0;
n = 3). In
contrast, the response of splenocytes from
mice treated with AAV vector
in conjunction with MR1 and CTLA4Ig
was lower (stimulation index,
1.4 ± 0.2;
n = 4;
P = 0.05 versus
controls)
and similar to values for naive mice (data not
shown).
 |
DISCUSSION |
In a previous study of rabbits, we found that efficient AAV vector
transduction occurred in the bronchial epithelium in the area where the
balloon catheter was lodged, indicating that tissue trauma was
necessary for efficient transduction in the epithelium of the large
airways. Indeed, we saw a much lower efficiency of transduction in
nonwounded epithelium at airway branches just adjacent to the site of
injury in the rabbit lung. Thus, a much lower transduction rate was
seen without injury. In the present study of mice, we observed a low
level of transduction in the bronchial epithelium, where no injury
occurred during vector delivery. Additionally, a small but dense area
of AP+ epithelial cells was found in the tracheas of
animals treated by intratracheal injection of the vector. This area of
increased transduction was presumably due to tissue injury at the site
of the intratracheal injection because animals that received vector by
nasal aspiration did not show such foci of AP+ cells. Thus,
the results in mice were consistent with the results in rabbits,
showing that tissue injury was associated with more efficient
transduction in the epithelium of the large airways.
The small airways of the rabbit lung have high endogenous levels of AP
activity, and thus transduction of distal airways by a vector encoding
AP was difficult to determine. The results with mice show that AAV
vector transduction occurred in the distal airways, and transduction
appeared to be more efficient in the epithelium of smaller, more distal
airways than in the larger bronchial airways (P
0.05
for vector doses of 1 × 106 to 3 × 107) (Fig. 4). The epithelia of the smaller airways are
actually more important than those of the upper airways as targets for cystic fibrosis gene therapy because the smaller airways are more prone
to bacterial occlusion. Therefore, the data from mice gave information
about transduction in this important site for cystic fibrosis gene therapy.
In addition to the epithelial cells of the large and small airways,
alveolar cells were also transduced in the mouse. Indeed, the
predominant cells transduced were alveolar. We observed that at later
times, AP+ alveolar cells tended to occur in clusters as if
they were derived from one transduced cell that proliferated. Alveolar
type I and type II epithelial cells comprise the majority of epithelial
cells in the lung parenchyma. It is most likely that the transduced cells were alveolar type II epithelial cells because the type II cells
can proliferate whereas the type I cells are terminally differentiated
and derived from type II cells (17). Further work is needed
to determine the epithelial nature of the transduced alveolar cells. We
observed little to no staining in the lung parenchyma of adult rabbits
in our previous study, although transduction of alveolar epithelial
cells was noted in a previous study of neonatal rabbits
(38). The differences observed in the adult lungs suggest
that there may be species or age differences in alveolar susceptibility
to AAV transduction.
Cell types other than epithelial cells were also transduced. One
conclusion from both this study of the adult mouse lung and a previous
one of the adult rabbit lung (14) is that the smooth muscle
cells were more permissive than the epithelial cells of the large
airways to AAV vector transduction. This is consistent with the success
of AAV vector transduction in skeletal muscle tissues (8, 20,
36). We observed staining in the smooth muscle cells underlying
the airway epithelium and in the blood vessel walls of the mouse lung.
At first, we speculated that intratracheal inoculation with a syringe
needle created a wound site that allowed the vector to enter the blood
system and be transported and deposited on vessel walls. However,
transduction of these cells still occurred in animals that received
vector by nasal aspiration. It is not immediately apparent how a viral
vector delivered by nasal aspiration can circumvent physical barriers
imposed by the basement membrane of the epithelium. The mechanism by
which AAV vector can target vascular cells warrants further investigation.
AAV vector expression persisted in the lungs of immunocompetent mice in
all cell types transduced. In the previous study of rabbits, we found a
dramatic loss of AP+ cells in the epithelial cells of the
large airways. Although the rates of transduction were low in uninjured
mouse bronchial epithelium, the low numbers of AP+ cells
persisted for at least 3 months. The vector preparations used in the
rabbit studies contained low levels of replication-competent AAV that
is generated during vector production by recombination of the AAV
packaging plasmid with the AAV vector plasmid. Here, the studies on
vector persistence in the mouse were also done with preparations of AAV
that had low levels of replication-competent AAV. Therefore, the
differences in persistence in the airway epithelium observed between
rabbits and mice cannot be explained by the presence or absence of
replication-competent AAV. Perhaps the rapid loss in rabbit bronchial
epithelium may be due to a higher turnover rate in traumatized
epithelium. It is known that after wounding, there is a wave of
proliferation as resting epithelial cells are recruited to enter the
cell cycle (3, 17). Terminal differentiation of the progeny
cells is accelerated so that a pseudostratified epithelium is formed
within days of wounding. It is conceivable that an accelerated cycling
of cells will lead to a more rapid loss of progeny cells through
differentiation and sloughing at the surface of the epithelium. The
results in mice suggest that the cell turnover rate in the mouse lung
is very low. Indeed, it has been reported that the generation time of
mouse alveolar cells is about 125 days (17). Here, we
observed persistence for 32 weeks, or two generations, and persistence
was not affected by immunodeficiency or immunosuppression.
In contrast to differences in the persistence of vector expression in
mice and rabbits, similar results concerning the readministration of
AAV vectors and the production of neutralizing antibodies were obtained
in both animal models, that is, one dose of an AAV vector can render
animals resistant to subsequent transduction by AAV vectors and can
stimulate the production of neutralizing antibodies in serum. Here we
show that transient immunosuppression with both MR1 and CTLA4Ig during
the primary exposure of mice to an AAV vector allowed in secondary
transduction at a rate that was similar to the level found in primary
administration of AAV vectors. Similarly, it has been reported that
transient immunosuppression with an antibody to CD4 allowed transgene
expression following readministration of AAV vector in the mouse muscle
but at a level that was only 40% of maximal (27). Since
production of neutralizing antibodies to AAV vectors correlated with
the inability to obtain efficient secondary transduction, and lower
doses of an AAV vector resulted in reduced antibody production, it is
possible that effective secondary administration could be achieved by
an initial administration of a low vector dose. However, administration
of low vector doses (e.g., 105 AP+ FFU) to the
lung would not be useful due to the minimal transduction achieved.
A recent report detailing the results of administration of an AAV
vector containing a human CFTR cDNA (AAV-CFTR) to the maxillary sinus
of humans (34) suggests that there may be limited immune response to AAV vectors in humans. No consistent change in AAV capsid
antibodies in serum was observed after treatment with AAV-CFTR. However, all patients had preexisting AAV capsid antibodies, and the
transduction rate could not be measured to determine whether there was
an effect of these antibodies on AAV vector transduction. In addition,
the vector dose used (up to 105 replication units of
vector) appears to be at the lower end of what would stimulate an
immune response in mice (Fig. 5; note that the assay of vector stocks
for replication units most likely gives a value higher than that
determined by the assay for focus-forming units that we use).
Therefore, whether repeat transduction by AAV vectors will be possible
in humans is unknown, but the animal data indicate that it will not be
possible without immunosuppression.
The abilities of a vector to persist and be readministered successfully
are two important goals for gene therapy to the lung. We have shown
here that AAV vectors can satisfy these criteria in the mouse lung. An
inoculum of 108 FFU achieved a 5% transduction rate in
airway epithelial cells. It remains to be seen whether these promising
results obtained in the mouse model can be duplicated in humans.
 |
ACKNOWLEDGMENTS |
This work was supported by grants from the Cystic Fibrosis
Foundation (C.L.H. and T.A.S.) and grants DK47754 (C.L.H., C.B.W., and
A.D.M.) and DK95006 (C.B.W.) from the National Institutes of Health.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Fred Hutchinson
Cancer Research Center, 1100 Fairview Ave. North, Room C2-023, Seattle, WA 98109-1024. Phone: (206) 667-2890. Fax: (206) 667-6523. E-mail: dmiller{at}fhcrc.org.
 |
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Journal of Virology, December 1998, p. 9795-9805, Vol. 72, No. 12
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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