Adeno-associated virus (AAV) vectors appear promising for use in
gene therapy in cystic fibrosis (CF) patients, yet many features of
AAV-mediated gene transfer to airway epithelial cells are not well
understood. We compared the transduction efficiencies of AAV vectors
and adenovirus (Ad) vectors in immortalized cell lines from CF patients
and in nasal epithelial primary cultures from normal humans and CF
patients. Similar dose-dependent relationships between the vector
multiplicities of infection and the efficiencies of lacZ
gene transfer were observed. However, levels of transduction for both
Ad and recombinant AAV (rAAV) were significantly lower in the airway
epithelial cell than in the control cell lines HeLa and HEK 293. Transduction efficiencies differed among cultured epithelial cell
types, with poorly differentiated cells transducing more efficiently
than well-differentiated cells. A time-dependent increase in gene
expression was observed after infection for both vectors. For Ad, but
not for AAV, this increase was dependent on prolonged incubation of
cells with the vector. Furthermore, for rAAV (but not for rAd), the
delay in maximal transduction could be abrogated by wild-type Ad helper
infection. Thus, although helper virus is not required for maximal
transduction, it increases the kinetics by which this is achieved.
Expression of Ad E4 open reading frame 6 or addition of either
hydroxyurea or camptothecin resulted in increased AAV transduction, as
previously demonstrated for nonairway cells (albeit to lower final
levels), suggesting that second-strand synthesis may not be the sole
cause of inefficient transduction. Finally, the efficiency of
AAV-mediated ex vivo gene transfer to lung cells was similar to that
previously described for Ad vectors in that transduction was limited to
regions of epithelial injury and preferentially targeted basal-like
cells. These studies address the primary factors influencing rAAV
infection of human airway cells and should impact successful gene
delivery in CF patients.
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INTRODUCTION |
Two DNA viruses, adeno-associated
virus (AAV) and adenovirus (Ad), are currently being evaluated as
vectors for human gene therapy of cystic fibrosis (CF) (9, 14, 15,
27-29, 41). Outcomes of several human and preclinical studies of
gene therapy in CF patients, using Ad vectors, revealed that E1-deleted
Ad vectors need to resolve several obstacles in terms of efficiency and
safety (3, 17, 24, 40). At present, Ad vectors are known to
cause inflammation (3, 33, 39), to induce immune responses
(11, 36, 37, 39), and to be susceptible to recombination with endogenous virus (8, 10, 27). Fewer studies have been carried out with AAV, but primary differences between AAV and Ad
vectors with regard to immune response and safety have been noted
(4). In addition, since wild-type virus is not known to have
the potential to cause disease in humans, recombination with endogenous
virus seems less problematic (20). Long-term expression of
the CF transmembrane conductance regulator (CFTR) gene by AAV vectors
has been described for up to 180 days after vector administration to
airway epithelia of New Zealand White rabbits (15) and
rhesus monkeys (4). Gene expression by first-generation Ad
vectors in airway epithelia has been transient in vivo. Such comparisons support the further characterization of AAV vectors for use
in gene therapy in CF patients (2, 25).
Since a common observation with the use of Ad vectors in primary airway
cells has been inefficient transduction, we initiated a study to
measure the requirements for AAV-mediated gene transfer. Recently it
has been shown that an immediate-early event
namely, second-strand DNA
synthesis
can be rate limiting in the absence of Ad coinfection
(12, 13). These studies suggest that the limiting step in
our ability to score gene transduction in some cell types is not
internalization of the virus but rather the synthesis of a
transcriptionally active double-stranded version of the AAV genome.
This genomic conversion and the subsequent expression of the
recombinant reporter or therapeutic gene are greatly facilitated by
expression of the Ad E4 open reading frame 6 (ORF6) protein (12,
13). Interestingly, the phenomenon elicited by the Ad E4 ORF6
protein can be reproduced to different degrees in recombinant AAV
(rAAV)-infected cells by exposure of the cells to heat shock or
genotoxic reagents (12). It is assumed that Ad E4 ORF6 and
genotoxic and physical stresses are acting through a common mechanism
and that their effects are linked to the induction of the host cell DNA
repair machinery rather than the cell cycle (12, 13).
However, the precise mechanism for the increase in AAV transduction has
not been defined. The impact of these findings on the use of AAV
vectors for gene therapy in CF patients is unclear. However, it is
apparent that rAAV vector transduction in some cultured cells can be
improved dramatically by physical and chemical manipulations (1,
12, 13, 30), which suggests that similar reagents could be
coupled with current AAV vector strategies to enhance the delivery of
genes to the airway epithelia of human CF patients. Thus, one goal of
this study was to determine the importance of second-strand synthesis
to AAV-mediated gene delivery to the airway epithelium. Factors
influencing the transduction efficiency of AAV vectors relevant to the
airway epithelium of CF patients were compared to those of
first-generation Ad vectors. AAV and Ad vectors were used to deliver
the lacZ reporter gene to primary cultures of airway
epithelial cells as well as a spectrum of poorly differentiated (CF/T43
cells) and well-differentiated (CFT1 cells) airway epithelial cell
lines. We observed low transduction efficiencies in these cells when
using these vectors, suggesting the existence of a potential barrier to
effective gene delivery in vivo.
Finally, we tested the efficiency of rAAV vectors for in vivo gene
transfer in human airways, using freshly excised human tracheal
specimens from normal humans and CF patients as a model for the
well-differentiated columnar epithelia and injured epithelia characteristic of these individuals. Our results support previous Ad
vector studies demonstrating that basal-like cell types, not columnar
cell types, are preferentially transduced by AAV vectors and that areas
of transduction are limited to regions of epithelial injury.
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MATERIALS AND METHODS |
Viruses and recombinant viral vectors.
rAAV vectors were
prepared in human HEK 293 cells as previously described (26, 31,
34). Vectors were purified by double CsCl gradient
ultracentrifugation, dialyzed into 10 mM Tris-HCl-150 mM NaCl-10%
glycerol, and stored at
20°C until used for infection of airway
epithelial cells. Vector titers, depicted as transducing units (TU) per
milliliter, were determined on Ad-infected HeLa cells by staining for
-galactosidase activity (32). This procedure typically
produced vector lots with titers of 108 to 109
TU/ml. The ratio of TU to the genome-based particle number was approximately 1:100. The AAV vector lots were not heat inactivated, since this AAV vector preparation method produces AAV free of wild-type
Ad.
The Ad vector AdCMV
gal was used in this study. This vector encodes a
cytoplasmic
-galactosidase gene driven by the cytomegalovirus promoter-enhancer (9, 37). Ad vectors were propagated in HEK
293 cells, purified by CsCl gradient ultracentrifugation, and stored at
20°C until use. Vectors titers were determined on HeLa cells by
staining for
-galactosidase activity. These titers ranged from
2 × 1011 to 2 × 1012 TU/ml. The
ratio of TU to the number of viral particles (as determined by
measuring the optical density at 260 nm) was approximately 1:20.
Wild-type Ad dl309 (23) was used to enhance AAV
transduction. The Ad mutants dl366* (19)
(designated Ad E4
) and E4dl ORF1-4
(21) (designated Ad E4
ORF6+
6/7+) have been described previously. These mutants were
used in the studies of the helper function in AAV-mediated gene
transfer in human airway cells.
Ad was inactivated with long-wave UV irradiation in the presence of the
DNA intercalator psolaren (5). In brief, samples of Ad were
added to a freshly prepared 8-methoxypsoralen solution (0.33 µg/µl;
Sigma) and, while on ice, exposed to a 366-nm UV light source (model
UVL-56; UVP Inc., Upland, Calif.) for 30 min. Following UV irradiation,
the virus was purified by gel filtration (G-50 Sephadex; Boehringer
Mannheim Corp., Indianapolis, Ind.) into phosphate-buffered saline
(PBS) containing 3% (vol/vol) glycerol.
Cell culture.
Human nasal epithelial cells were isolated
from nasal polyps of CF patients and from turbinates of normal subjects
and cultured as described in detail elsewhere (35). All
procedures were approved by the University of North Carolina committee
for the rights of human subjects. The cells were fed on alternate days
with serum-free, hormone-supplemented F-12 medium (supplements included
insulin [5 µg/ml], endothelial cell growth supplement [3.7
µg/ml], epidermal growth factor [25 ng/ml], triiodothyroxine
[3 × 10
8 M], hydrocortisone [10
6
M], transferrin [5 µg/ml], and cholera toxin [10 ng/ml], plus penicillin and streptomycin) (35).
Two immortalized airway epithelial cell lines from CF patients were
also used in this study. CF/T43 cells were developed from the nasal
epithelium of a homozygous
F508 CF patient and transformed with the
simian virus 40 (SV40) T antigen (22). CFT1 cells were derived from the tracheal epithelium of a homozygous
F508 CF patient
and transformed with the E6 and E7 genes of human papillomavirus (38). All experiments using CF/T43 cells or CFT1 cells were performed on a single clone, between passages 20 and 30. The cells were
fed on alternate days with serum-free, hormone-supplemented F-12
medium.
Transduction of human airway epithelial cells.
Primary human
nasal epithelial cells or immortalized airway epithelial cell lines
from CF patients were plated at a density of 3 × 104
cells per well in 24-well dishes (Costar, Cambridge, Mass.) and allowed
to attach for 16 h, and then nonadherent cells were removed by
gentle washing with PBS. Two days after plating, the total number of
cells per dish was approximately 1 × 104 to 3 × 104. AAV vector (AAV
gal) or Ad vector (AdCMV
gal) was
added to the dishes at various multiplicities of infection (MOIs) in
0.3 ml of medium. After incubation for various periods of time at
37°C in air plus 5% CO2, the cells were washed with PBS
and then fed with fresh, hormone-supplemented F-12 medium. Control
groups were exposed to 0.3 ml of vehicle (F-12 medium) alone for
comparable time periods and washed as described above.
Two days after infection, the transduction efficiency was calculated by
determining the percentage of
-galactosidase-expressing cells by
histochemical staining (32). To assess the time course of
transgene expression, staining was performed at 1, 2, 3, 5, 7, and 10 days after vector exposure. All experiments were performed at least in
triplicate, and a minimum of 500 cells/well were counted to determine
the percentage of transduced cells.
Effect of Ad on AAV transduction.
Two days after being
plated, airway cells were incubated with AAV or Ad vector and then
exposed to Ad dl309 for 1 h at 37°C. Forty-eight
hours later, the transduction efficiency was determined as described
above.
To elucidate the role of Ad in AAV
gal transduction of airway cells
from CF patients, these cells were exposed to AAV vector at different
MOIs for 1 h in the presence of either Ad dl309, UV-
and psoralen-inactivated Ad dl309, Ad dl366* (Ad
E4
), or E4dl ORF1-4 (Ad E4
ORF6+ 6/7+) (100 particles/cell). The cells
were then washed with PBS and fed with fresh, hormone-supplemented F-12
medium. Two days later, transduction efficiencies were determined by
staining for
-galactosidase activity as described above.
Transduction of human tracheal explants with AAV.
Freshly
excised human tracheal tissue (n = 3 [CF patients] or
4 [normal subjects]) was obtained from lung transplant CF patients and normal donors. Tracheal tissue was cut into 0.25-cm2
samples and exposed to 20 µl of a solution containing 108
TU (1010 genome-based particles) of AAV
gal vector/ml
(MOI, ca. 1) for 30 min in the presence or absence of Ad
dl309 (100 particles/cell). Tracheal specimens were then
rinsed with PBS, incubated for 48 h at 37°C, fixed with 0.5%
glutaraldehyde in PBS, and stained for
-galactosidase activity. The
tissue was postfixed with OmniFixII (Aaron Medical Industries, St.
Petersburg, Fla.), embedded in paraffin, sectioned, and counterstained
with hematoxylin plus eosin.
 |
RESULTS |
AAV transduction in airway cells of CF patients and normal
subjects.
We first tested the transduction efficiency of rAAV by
infecting immortalized airway-specific cell lines and scoring for
vector transduction by measuring lacZ expression. The
transduction efficiency of the AAV vector increased in a dose-dependent
manner in all cell types (Fig. 1). There
was no difference in the transduction efficiency in primary nasal
epithelial cells of CF patients versus those of normal subjects
throughout the range of vector doses used (Fig. 1). The transduction
efficiencies in the CF/T43 and CFT1 cell lines, however, differed
dramatically. At the same MOI of AAV vector, the transduction
efficiency in CF/T43 cells was approximately 4- to 10-fold higher than
that in the CFT1 cell line (Fig. 1).

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FIG. 1.
Efficiency of AAV gal-mediated gene transfer to human
airway epithelial cells. Values are presented as means ± standard
errors of the means (n = 5). Cells were infected for
1 h at 37°C, and the transduction efficiencies were determined
by histochemical staining for -galactosidase activity 2 days after
infection, as described in Materials and Methods.
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Ad and AAV vectors transduce airway epithelial cells with similar
efficiencies.
We next compared the transduction efficiencies of
AAV, lacZ, and Ad lacZ vectors in various
airway-specific cell lines. The dose-effect relationships of vector MOI
and transduction efficiency of airway cells from CF patients were
remarkably similar for the AAV and Ad vectors (Fig.
2). The Ad vector was slightly more
efficient in transduction of primary cells than was the AAV vector at
the highest MOI (Fig. 2A). However, the efficiency of Ad vector
transduction of the CF/T43 cell line was somewhat less than that of the
AAV vector (Fig. 2B). In CFT1 cells there was no difference in the transduction efficiencies of the AAV and Ad vectors (Fig. 2C). These
results suggest that transduction efficiencies can vary, depending on
the specific cell line and vector being tested.

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FIG. 2.
The transduction efficiencies of AAV and Ad vectors in
primary cultures of human airway epithelial cells (A), CF/T43 cells
(B), and CFT1 cells (C). Values are presented as means ± standard
errors of the means (n = 3). Experimental conditions
were the same as described in the legend to Fig. 1 and are detailed in
Materials and Methods.
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Enhancement of rAAV but not rAd transduction by subsequent
wild-type Ad infection.
Previous work has demonstrated a
rate-limiting step in rAAV-mediated transduction that can be alleviated
by helper Ad coinfection (12, 13). To test this premise in
airway epithelial cells, coinfections with rAAV and wild-type Ad were
performed. AAV-mediated gene transfer to airway epithelial cells was
enhanced in the presence of Ad dl309, whereas Ad-mediated
gene transfer was unaffected by Ad dl309 (Fig.
3). In the presence of Ad, the AAV vector
was considerably more efficient at transducing airway cells than was the Ad vector (Fig. 3A). We next compared the enhancement seen in
airway cells after Ad coinfection to the reported observations in HeLa
and 293 cells (12, 13). At 100 IU of Ad dl309 per cell, AAV transduction increased only two- to sevenfold, whereas at
2 IU of Ad dl309 per cell, AAV transduction of HEK 293 and HeLa cells increased by several orders of magnitude (Fig. 3B). The
effect of Ad on AAV transduction was dose dependent for each CF cell
type analyzed, although the magnitude of the effect differed among the
cell lines (Fig. 4).

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FIG. 3.
Effect of the presence of Ad on transduction of
AAV gal. (A) Airway epithelial cells infected with AAV or Ad vector,
alone or with Ad dl309. Values are presented as means ± standard errors of the means (n = 3). Airway cells
were infected with AAV gal vector (100 TU/cell; 104
particles/cell) or AdCMV gal vector (100 TU/cell; 2 × 103 particles/cell) in the presence or absence of Ad
dl309 (100 IU/cell) for 1 h. Two days later, the
transduction efficiencies were determined by staining for
-galactosidase activity as described in Materials and Methods. (B)
The relative effect of Ad on AAV gal transduction of HEK 293 cells,
HeLa cells, and human airway epithelial cells. Levels of transduction
in the presence of Ad are shown relative to the level of transduction
in the absence of Ad, which has been assigned a value of 1. Airway
cells were infected with the AAV gal vector (100 TU/cell;
104 particles/cell) or the AdCMV gal vector (100 TU/cell;
2 × 103 particles/cell) in the presence or absence of
Ad dl309 (100 IU/cell) as described for panel A. To allow
for increased transduction in the presence of Ad, HEK 293 and HeLa
cells were infected with 0.1 particle of AAV gal vector or 0.5 particle of AdCMV gal per cell in the presence or absence of Ad
dl309 (50 particles/cell).
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FIG. 4.
Relationship between Ad dose and enhancement of
AAV gal transduction in primary cultures of human airway epithelial
cells (A), CF/T43 cells (B), and CFT1 cells (C). Cells were infected
for 1 h at 37°C, and the transduction efficiencies were
determined by histochemical staining for -galactosidase activity
24 h later. Each value is presented as the mean ± the
standard error of the mean (n = 3).
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The effect of Ad on AAV transduction was abolished by UV-psoralen
inactivation of Ad gene expression (Fig.
5). In addition, an Ad mutant lacking the
E4 region (E4
Ad) was unable to enhance AAV transduction
(Fig. 5). However, a partially deleted Ad mutant, lacking E4 ORF1-4
but containing ORF6 and ORF6/7 (Ad E4
ORF6+
6/7+), maintained the ability to increase AAV vector
transduction similarly to that of Ad dl309 (Fig. 5),
supporting previous published observations for the role of Ad gene
expression in rAAV transduction (12, 13).

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FIG. 5.
Transduction of airway epithelial cells with rAAV in the
presence of different Ad mutants. Values are presented as means ± standard errors of the means (n = 3). Vector AAV gal
(104 particles/cell) was administered to cells for 1 h
in the presence or absence of Ad dl309, UV- and
psoralen-inactivated Ad dl309, E4 Ad, or
E4 Ad ORF6+ 6/7+ (each at 1,000 particles/cells). At 24 h after infection, the cells were stained
for -galactosidase activity as described in Materials and Methods.
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Prolonged incubation increases transduction of cultured human
airway epithelial cells.
We tested another variable, involving
extended vector exposure, for its effect on vector transduction. Both
the AAV and Ad vectors exhibited a relationship between the length of
exposure of airway epithelial cells and the efficiency of gene transfer (Fig. 6). All of the cell types showed
similar requirements of prolonged exposure to achieve maximal
transduction. No additional effect was detected when incubation times
were extended longer than 24 h (data not shown). However, since
transduction was determined 48 h after each of the different
exposure periods (1, 6, 12, or 24 h), the cells from each
experimental group were ultimately maintained in culture for different
periods of time (2 to 3 days). Thus, we sought to determine if the
duration of exposure or the duration of time in culture was responsible
for the increase in transduction. Cells were infected for 1 h,
washed free of unbound vector, and then monitored for different lengths
of time in culture prior to staining for LacZ to access the amount of
gene transfer. For AAV vectors, the percentage of LacZ-expressing cells
increased with increased time in culture (Fig.
7). The highest levels of transduction
were seen 3 to 5 days after infection of primary airway cells and CFT1
cells (Fig. 7A and C) and 3 days after infection of CF/T43 cells (Fig.
7B). These results are similar to those of the previous experiment, in
which the highest level of transduction occurred following a 24-h
incubation period and 48 h of growth in culture, i.e., 3 days
after initial vector administration.

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FIG. 6.
Effect of prolonged vector incubation time on the
transduction of primary cultures of human airway epithelial cells (A),
CF/T43 cells (B), and CFT1 cells (C) by AAV gal. Values are presented
as means ± standard errors of the means (n = 3).
Cells were incubated with the vector for the indicated period of time,
washed, cultured for an additional 48 h in the absence of vector,
and stained for -galactosidase activity to determine the efficiency
of transduction.
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FIG. 7.
Activation of rAAV vector over time in culture. Primary
human airway epithelial cells from CF patients (A), CF/T43 cells (B),
and CFT1 cells (C) were infected with AAV gal for 1 h at 37°C.
Transduction efficiencies were determined on the indicated days
postinfection by staining for -galactosidase activity as described
in Materials and Methods. Values are presented as means ± standard errors of the means (n = 3).
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For the Ad vector, maximal transduction was observed at the earliest
time points (Fig. 7). The percentage of transduced cells decreased over
time in culture and was nearly zero at 10 days postinfection (Fig. 5).
Because of these differences in the effect of time on expression from
Ad and AAV vectors, there was a significant difference in the
efficiencies of transduction of airway cells by AAV and Ad vectors at
three or more days following vector administration. The maximal effect
of time in culture on transduction was approximately three- to
sevenfold. Interestingly, this was similar to the increase in
transduction observed during coinfection with Ad.
To investigate the relationship between the effect of the presence of
Ad and the duration of incubation on AAV transduction, airway
epithelial cells were infected with AAV for a short period of time and
then infected with Ad at various times following the initial vector
infection. It was determined that either time or Ad coinfection could
be used to increase AAV transduction, but the effects were not additive
(Fig. 8). When exposure to the AAV vector
was limited to 1 h, nearly the same level of transduction could be
achieved with a 1-h incubation in the presence of Ad as could be
achieved with a 24-h incubation in the absence of Ad (Fig. 8). Ad was
able to increase AAV transduction at the early time points. However,
given time, transduction increased to the same level on its own and Ad
no longer had an effect. UV- and psoralen-inactivated Ad or
E4
Ad was unable to alleviate the need for a prolonged
incubation time, whereas the E4
ORF6+
6/7+ virus functioned similarly to Ad dl309
(Fig. 8). Since the effects of time and the presence of Ad on AAV
transduction of airway epithelial cells were not additive and could
substitute for one another, it is assumed that they are acting in a
similar manner; i.e., both result in the accumulation of functional
genomes.

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FIG. 8.
Effect of Ad on AAV gal transduction of primary airway
cells from CF patients (A), CF/T43 cells (B), or CFT1 cells (C) at
various times postinfection. Cells were initially infected with
AAV gal for 1 h at 37°C, washed, and then exposed to Ad
dl309, UV- and psoralen-inactivated Ad dl309,
E4 Ad, or E4 ORF6+
6/7+ Ad for 1 h at the indicated times post-rAAV
infection. All cells were stained for LacZ activity 48 h following
rAAV infection as described in the text. Values represent the means of
data from triplicate experiments.
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As mentioned above, a number of other agents have also been shown to
increase AAV-mediated gene transduction. Both camptothesin and
hydroxyurea were able to increase AAV transduction of airway epithelial
cells (Fig. 9). However, by 3 days after
vector delivery, these agents were no longer able to increase gene
transduction (Fig. 9). These results support the above-mentioned
interpretation of the conversion of singled-stranded AAV genomes to
doubled-stranded templates capable of gene expression over time or
enhanced by the addition of genetic (Ad coinfection) or chemical
(hydroxyurea) stimuli.

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FIG. 9.
Effect of Ad and DNA-damaging agents on rAAV
transduction of airway epithelial cell lines. (A) The indicated cell
lines were infected with AAV gal (1,000 particles/cell) for 1 h
at 37°C and then treated with the indicated agents and stained for
-galactosidase activity following 48 h in culture, as described
in Materials and Methods. (B) The cells were cultured for 48 h
after infection, prior to treatment with the indicated agents, and then
cultured for an additional 48 h prior to assessment of
transduction.
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Transduction of human tracheal explants with rAAV is limited to
basal-like cells.
In the absence of Ad, three of eight freshly
exercised human tracheal specimens infected with rAAV exhibited
lacZ gene expression; however, the transduction efficiency,
as assessed by determining the percentage of LacZ-expressing cells, was
less than 0.1% (data not shown). Whereas basal-like cells were
transduced in relatively ample quantities by the AAV vector (Fig.
10C and D), well-differentiated, ciliated columnar cells were not transduced by this vector (Fig. 10A
and B). In the presence of Ad, LacZ-positive cells were found in one of
three specimens. Because transduction efficiency, as assessed by
determination of LacZ-positive cells, was less than 0.1%, there was no
obvious enhancement of AAV transduction in the presence of Ad (data not
shown). Further, features of cell tropism (columnar cells versus basal
cells) of AAV vectors were not affected by coadministration of Ad.

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FIG. 10.
Histological sections of freshly excised tissue from CF
patients. Human tracheal specimens were cut into 0.25-cm2
samples and infected with AAV gal for 30 min. At 48 h after
exposure, specimens were fixed with 0.5% glutaraldehyde and stained
for -galactosidase activity as described in Materials and Methods.
The sections were counterstained with hematoxylin and eosin. Regions of
the epithelium containing well-differentiated columnar cells were not
transduced by AAV gal (A and B), whereas areas of the epithelium that
were injured and had exposed cuboidal, basal-like cells were moderately
well transduced by this vector (C and D). Magnifications: A, C, and D,
×250; B, ×1,000.
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 |
DISCUSSION |
Several studies reporting successful CFTR gene expression in
airway epithelia by the use of AAV vectors have suggested that AAV may
be a promising vector for gene therapy of CF airway disease (4,
14, 15). However, compared with the detailed descriptions of gene
expression in airway epithelia in animal models, the features of AAV
vectors in human airway epithelial cells have not been fully
elucidated.
As a part of our initial characterization of AAV vectors in human
airway epithelial cells, we tested whether the CF phenotype affected
the efficiency of AAV vector-mediated gene transfer. The dose-dependent
relationships between the amount of AAV vector applied and the
percentage of transduced cells were similar in primary cultures of
airway epithelial cells derived from both normal and CF subjects (Fig.
1). These results indicate that the absence of functional cell surface
CFTR activity does not effect the efficiency of AAV gene transfer.
Previous studies of AAV-mediated gene transfer to human airway
epithelial cells have been performed with immortalized cell lines from
CF patients, such as IB3 (16). Because IB3 cells have been
transformed by a chimeric virus (Ad type 12 [Ad12]/SV40), it was not
clear if the efficiency of vector transduction in these cells would
hold true for AAV transduction of primary, untransformed human airway
epithelial cells from CF patients. Therefore, we performed a
comprehensive study comparing the transduction efficiencies of AAV
vectors in primary cultures of airway epithelial cells from normal
subjects and CF patients and two additional immortalized CF cell lines
(Fig. 1). Interestingly, the ability of AAV to transduce these cells
varied by severalfold. While the CF/T43 cell line was more efficiently
transduced by an AAV vector than were primary airway cells, the CFT1
cell line was considerably less-efficiently transduced than the primary cells. These observations with the CF/T43 cell line are in agreement with the data of Halbert and coworkers (18), who reported
that the transduction efficiency of AAV vectors was 10 to 60 times higher in immortalized human cells than in primary cells. However, our
results with the CFT1 cell line suggest that the transduction efficiency of airway epithelial cells cannot be predicted simply as a
function of immortalization. In addition, it should be noted that these
results may be influenced by the clonal isolation of these cell lines
and may not be related to the mechanism of immortalization.
Several factors may be pertinent to these observations. It is possible
that the differences in transduction efficiency reflect influences of
the immortalizing genes (e.g., the SV40 T-antigen gene for cell line
CF/T43 and the human papillomavirus E6/E7 gene for cell line CFT1)
(22, 38) on the molecular conversion of the viral genome or
on the expression of the reporter gene. Differences in the transduction
efficiencies of Ad vectors have been observed as a feature of cell
differentiation (6, 7). CFT1 cells are more highly
differentiated than CF/T43 cells, suggesting that differentiation
status may directly or indirectly affect AAV transduction of airway
cells. Another explanation could be related to the differences in the
growth rates of these cell lines. CFT1 cells proliferate at a rate 50%
slower than that of CF/T43 cells. Regardless of the mechanism, the
evaluation of each of these CF cell lines will undoubtedly aid in our
understanding of AAV-mediated gene transfer to CF patient airways.
Since the more highly differentiated CFT1 cells are less efficiently
transduced by AAV vectors than are the less-differentiated CF/T43
cells, the CFT1 cell line may be a better predictor of AAV transduction
efficiency in differentiated airway epithelia of CF patients in vivo,
an observation which has held true for Ad vectors (17).
AAV and Ad vectors were equally efficient at transferring genes to
airway epithelial cells of CF patients (Fig. 2) unless AAV-mediated
transduction was aided by the coadministration of Ad (Fig. 3). In the
presence of Ad, AAV was more efficient at transducing airway epithelial
cells than was Ad alone. However, the overall efficiency of
transduction of airway cells was quite low, and the magnitude of the
increase in transduction caused by Ad coinfection was much lower in the
airway epithelial cells than that observed in the HEK 293 or HeLa cell
line. Previously we have shown that Ad is able to enhance AAV
transduction by overcoming a block in the conversion of single-stranded
viral genomes into transcriptionally active, double-stranded molecules
(12). A key issue relates to whether Ad-enhanced AAV
transduction of airway cells is due to an increase in AAV uptake or to
increased second-strand synthesis. In immortalized fibroblast cells, we
have shown that the enhancement of AAV transduction by Ad is due to Ad
E4 ORF6 gene expression (12). Several lines of evidence
suggest that the Ad helper effect in the airway epithelium is also
based on Ad E4 ORF6 gene expression. First, UV-psoralen treatment of
Ad, which has been shown to inactivate gene expression but preserve entry functions (5), abolishes the effect of Ad on AAV
transduction (Fig. 5 and 8). Second, the deletion of the E4 region from
the Ad genome abrogates the helper effect. However, an Ad mutant with a
partially deleted E4 region, containing only ORF6 and ORF6/7, retained
the helper effect (Fig. 5 and 8). These data indicate that the E4
genes, specifically those in ORF6 or ORF6/7, are responsible for the
enhancement of AAV transduction in airway epithelial cells of CF
patients in a manner similar to that previously described for
immortalized fibroblast cell lines (12, 13). The only difference is that the magnitude of the effect is considerably less in
airway epithelial cells than in the previously studied cell lines.
Transduction of HeLa and HEK 293 cells with AAV vectors increased
1,000-fold in the presence of Ad. Using the same rAAV vectors and
helper Ad, transduction of airway epithelial cells increased only two-
to sevenfold.
Since airway epithelial cells are less efficiently infected with Ad
(Fig. 2 and 3A), it is possible that the effect of Ad on AAV
transduction was limited by the inefficiency of the Ad infection. For
this reason, we attempted to increase AAV transduction in the absence
of Ad by treating AAV-infected cells with genotoxic agents. These
compounds have previously been shown to increase AAV transduction in a
manner analogous to Ad E4 ORF6 gene expression (1, 12, 30).
Hydroxyurea and camptothesin were both able to increase rAAV
transduction (Fig. 9). The maximal effect on AAV transduction with
these agents was similar to that achieved with Ad (103
particles/cells), suggesting that Ad infection was not limiting in
these determinations. Thus, agents which presumably act by increasing
AAV second-strand DNA synthesis have only a small effect on vector
transduction of human airway epithelial cells. This suggests the
possibility that transduction of these cells is blocked at another
level. However, it should be noted that histochemical staining for the
detection of
-galactosidase activity may not be very sensitive in
these cell types, and many more cells could have been positive than
were scored by this method. Testing more-sensitive reporter genes, such
as green fluorescent protein, may help resolve this potential concern.
Both AAV and Ad vectors exhibited incubation time-dependent increases
in gene transduction (Fig. 6). These observations initially suggested
that the nature of AAV vector transduction of airway cells was similar
to that of Ad vectors. However, the need for a long AAV vector
incubation time could be eliminated by increasing the time in culture
prior to accessing gene transduction (Fig. 7) or by coinfecting with
wild-type Ad (Fig. 8), whereas expression from Ad vectors declined
steadily over time in culture and wild-type Ad had no effect on the
time course of rAd transduction. This suggests that the factors
governing effective transduction by each of these vectors are
different. It seems likely that Ad is blocked at the level of vector
entry (hence the requirement for prolonged exposure to the host cells)
and that AAV may be blocked at a secondary intracellular event (hence
the need for Ad coinfection or additional time in culture). It is
intriguing that the block to efficient transduction alleviated by Ad is
absent at 5 days postinfection. Presumably, airway epithelial cells are
capable of supporting second-strand synthesis at a low level in the
absence of Ad, such that AAV genomes become transcriptionally active
slowly over time.
Finally, we tested the efficiency of gene transfer by AAV vectors to
freshly excised human tracheal specimens. Typically, basal-like cells,
rather than columnar ciliated cells, were transduced by AAV vectors.
This phenomenon is very similar to Ad-mediated gene transfer to human
airway tissue (17). There was no evidence of enhancement of
AAV-mediated gene transfer to the human tracheal explants by Ad.
However, this is not surprising due to the poor infectivity of ciliated
epithelial cells by Ad (17). These preliminary results
suggest that AAV vector transduction of the airway epithelium may be
cell type dependent in a manner analogous to Ad vector transduction.
Therefore, the efficiency of AAV transduction of human airway epithelia
in vivo may not be predicted by the results of in vitro AAV
transduction of cultured human primary cells, which exhibit a
basal-cell-like phenotype. For this reason, the two CF airway
epithelial cell lines used in this study, which exhibit very different
states of differentiation (poorly differentiated [CF/T43] versus more
highly differentiated [CFT1]), may be useful reagents for
investigation of the rate-limiting steps in efficient transduction of
airways of CF patients with recombinant AAV vectors. Our results of
transductions of primary airway tissue also illustrate the need to
perform parallel experiments in vivo in order to establish a complete
analysis of vector behavior for efficient gene delivery.
S. Teramoto and J. S. Bartlett contributed equally to this
work.
This research was aided by NIH grants HL 51818 and HL 42384 to R.C.B.
and 51880 to R.J.S. and by CFF grants R026 to R.C.B. and MARZLU96PO to
J.S.B.
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