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J Virol, January 1998, p. 218-224, Vol. 72, No. 1
Department of Clinical Viro-Immunology,
Received 21 April 1997/Accepted 22 September 1997
To study risk factors for homosexual transmission of human
immunodeficiency virus type 1 (HIV-1), we compared 10 monogamous homosexual couples between whom transmission of HIV-1 had occurred with
10 monogamous homosexual couples between whom HIV-1 transmission had
not occurred despite high-risk sexual behavior. In the group of
individuals who did not transmit virus, peripheral cellular infectious
load was lower and the CD4+ T-cell counts were higher than
in the group of transmitters. HIV-1 RNA levels in serum did not differ
between transmitters and nontransmitters. Compared with peripheral
blood mononuclear cells (PBMC) from normal healthy blood donors, 8 of
10 nonrecipients and only 3 of 8 recipients had PBMC with reduced
susceptibility to in vitro infection with non-syncytium-inducing (NSI)
HIV-1 variants isolated from either their respective partners or an unrelated individual. No difference in susceptibility was observed for
infection with a syncytium-inducing variant. Among the individuals who
had PBMC with reduced susceptibility, five nonrecipients and one
recipient had PBMC that were equally or even less susceptible to NSI
variants than PBMC that had low susceptibility and that were derived
from healthy blood donors that were heterozygous for a 32-bp deletion
in the CCR5 gene (CCR5 Human immunodeficiency virus type 1 (HIV-1) can be transmitted either vertically, parenterally, or
sexually. The risk factors involved in these routes of transmission
have been the subject of many studies. The presence of neutralizing
antibodies (21, 31, 37), high CD4+ T-cell counts
(36), and low levels of HIV-1 RNA in serum (15, 18,
26) have been associated with reduced vertical transmission rates. The reduction in transmission rates by treatment of mothers with
zidovudine during pregnancy (9), thereby reducing the viral
load, is in agreement with the latter observation. For heterosexual transmission, the clinical stage of the potential HIV-1 donor and the
viral load were reported as important risk factors (14, 33).
In the western world, transmission of HIV-1 via homosexual contact is
still a major route of infection (17). Studies of homosexual
men that included both HIV-1-infected individuals and frequently
exposed yet uninfected individuals revealed that sociobehavioral factors, such as the number of sexual partners and specific sexual techniques, in particular, anal receptive intercourse, are risk factors
for homosexual transmission of HIV-1 (reviewed in reference 6). Furthermore, the infectivity of the initially
HIV-1-infected individual, which is influenced by factors such as the
clinical stage of disease and the presence of additional sexually
transmitted diseases, and the susceptibility of the exposed individual,
which is determined by factors such as the presence of ulcerative
sexually transmitted diseases (6), anti-HIV-1 activity of
CD8+ T cells, and susceptibility of target cells
(28), are associated with homosexual HIV-1 transmission.
Indeed, individuals lacking CC-chemokine receptor 5 (CCR5), the
coreceptor for HIV-1, are relatively nonsusceptible to HIV-1 infection
(11, 20, 24, 30).
Since in most studies performed so far the HIV-1 donors were not known,
it has been impossible to study the risk for transmission by combining
factors associated with both the initial HIV-1 carrier and the exposed
sexual partner. In order to analyze these risk factors, we studied 20 monogamous homosexual couples, all participating in the Amsterdam
Cohort Studies on AIDS (ACS). Between 10 of the couples, HIV-1 had been
transmitted, which was confirmed by homology in the V3 and
gag sequences detected in both partners. In the other 10 couples, no transmission had occurred despite periods of unprotected
sexual contact ranging from 6 months to 13 years. In these couples,
nontransmitters and transmitters were compared with respect to cellular
infectious load, HIV-1 RNA load in serum, and CD4+ T-cell
counts at the moment of (possible) transmission, and peripheral blood
mononuclear cells (PBMC) from nonrecipients and recipients were
analyzed for HIV-1 susceptibility.
Subjects.
Twenty monogamous homosexual couples with a
discordant HIV-1 antibody status at the moment of entry in the ACS were
selected for this study. In 10 of the couples (concordant couples), the initially seronegative individuals seroconverted during follow-up (recipients) after a mean risk period of 1.3 years (Table
1). Phylogenetic analysis of the
gag and V3 region sequences confirmed that HIV-1 had been
transmitted between the partners of these couples (data not shown). The
moment of transmission and seroconversion was estimated to be the
midpoint between the last seronegative visit and the first seropositive
visit, which were mostly 3 months apart. PBMC and serum from the
HIV-1-infected individuals who transmitted virus to their partners
(transmitters) were analyzed from samples obtained close to the moment
of seroconversion of the receiving partner when possible (Table 1).
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Infectious Cellular Load in Human Immunodeficiency Virus Type 1 (HIV-1)-Infected Individuals and Susceptibility of Peripheral Blood
Mononuclear Cells from Their Exposed Partners to Non-Syncytium-Inducing
HIV-1 as Major Determinants for HIV-1 Transmission in Homosexual
Couples
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ABSTRACT
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
32). Three of these individuals (all
nonrecipients) had a CCR5
32 heterozygous genotype themselves,
confirming an association between low susceptibility to NSI variants
and CCR5
32 heterozygosity. All three recipients with less
susceptible PBMC had partners with a high infectious cellular load;
inversely, both nonrecipients with normally susceptible PBMC had
partners with a very low infectious cellular load. These results
suggest that a combination of susceptibility of target cells and
inoculum size upon homosexual exposure largely determines whether HIV-1
infection is established.
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
TABLE 1.
Characteristics of study subjects
Virus isolation and determination of cellular infectious virus
load.
Cryopreserved PBMC from transmitters and nontransmitters
were thawed and cocultivated under limiting diluting conditions in order to obtain biological virus clones as described previously (22, 32). Briefly, the PBMC were cocultivated with healthy donor PBMC that had been stimulated with phytohemagglutinin (PHA) for 2 to 3 days in 96-well microtiter plates. Every week, culture supernatants were tested for p24 antigen by an in-house p24 antigen capture enzyme-linked immunosorbent assay (35). At the same time, one-third of the culture volume was transferred to new 96-well plates, and fresh PHA-stimulated healthy donor PBMC were added to
propagate the culture. From the positive wells, virus stocks were grown
and stored at
70°C until use. The syncytium-inducing phenotype of
the biological virus clones was analyzed by cocultivation with MT2
cells (23).
ln(F0), in which F0 is the fraction of
negative cultures. In some cases, no (or only a few) virus clones could
be grown from the PBMC sample closest to transmission, and (additional)
biological virus clones were therefore obtained from PBMC samples 10 to
20 months later.
Analysis of CD4+ T-cell counts. T-lymphocyte immunophenotyping for the CD4+ T cells was carried out at 3-month intervals by flow cytofluorometry. PBMC were stained with CD4 monoclonal antibodies according to standard procedures for fluorescence-activated cell sorting analysis. For nontransmitters, the mean CD4+ T-cell counts for the first three visits were calculated. For transmitters, the mean CD4+ T-cell counts for three visits including and close to the seroconversion date of the partners were calculated. In two cases, the transmitters entered the ACS after seroconversion of their partners (1.8 [C6] and 2.5 [C2] years); therefore, no samples were available close to the seroconversion date. In these cases, the mean CD4+ T-cell counts for the first three visits after entry were calculated.
Quantitation of RNA load in serum. RNA levels were analyzed in cryopreserved serum samples derived from the same (or at most 2 months apart) visit as that from which the PBMC samples were obtained by use of a nucleic acid-based amplification assay (HIV-1 RNA QT; Organon Teknika, Boxtel, The Netherlands [38]).
Susceptibility of recipient and nonrecipient PBMC. HIV-1 stocks were titrated on PBMC of different origins, and the differences between titers were used as a measure of in vitro susceptibility to HIV-1 infection. Relative susceptibilities to three to five biological virus clones isolated from the respective partners as well as to unrelated NSI and SI biological clones were studied for PHA-stimulated peripheral blood lymphocytes from the corresponding recipients and nonrecipients and five healthy blood donors (bd1 to bd5). The control NSI virus variant was a transmitted variant (based on the V3 sequence) derived from one of the transmitters, and the SI virus variant was derived from an ACS participant who was otherwise not involved in this study. Due to the limited availability of PBMC from the nonrecipients, neither control variant was titrated on PBMC from the nonrecipient of couple D6, and the SI control variant was not titrated on PBMC from the nonrecipient of couple D1.
Two types of blood donors could be distinguished: those having PBMC with normal susceptibilities (bd2, bd4, and bd5) and those having PBMC with low susceptibilities (bd1 and bd3) to HIV-1 infection. For each couple, the titers of the transmitter and nontransmitter viruses (expressed as 50% tissue culture infective doses [TCID50] per milliliter of supernatant) established on both types of blood donor PBMC and on the specific recipient and nonrecipient PBMC were compared and analyzed with the Wilcoxon signed rank test. Thus, the susceptibilities of recipient and nonrecipient PBMC were classified relative to the susceptibilities of both types of blood donor cells (Table 2).
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CCR5 genotyping.
Genomic DNA was isolated from cryopreserved
PBMC (Qiagen [Hilden, Germany] blood kit) and analyzed by PCR with
primers flanking the 32-bp deletion in CCR5 (CCR5
32)
(13).
32S
(5'-GATAGGTACCTGGCTGTCGTCCAT-3'; positions 612 to 635), and
CCR5A (5'-GCAGTAGCTCTAACAGGTTGGACC-3'; positions 1045 to
1068). The negative strand was sequenced with CCR5FLAS and CCR5
32AS
(5'-AGATAGTCATCTTGGGGCTGGT-3'; positions 829 to 850).
Radiolabeled terminator cycle sequencing with Thermo Sequenase DNA
polymerase (Amersham) was performed with primers CCR5FLS, CCR5
32S,
and CCR5FLAS. Dye terminator cycle sequencing with Amplitaq DNA
polymerase (Perkin-Elmer) was performed with primers CCR5
32AS and
CCR5A.
Both DNA purification and sequencing procedures were performed
according to the instructions of the manufacturers.
Statistical analysis. Differences in cellular infectious load, RNA load in serum, CD4+ T-cell counts, and susceptibilities to the control NSI and SI variants were analyzed with the Mann-Whitney U test. The unpaired Student t test was used to analyze the differences in susceptibilities to all NSI variants between healthy blood donors. For each couple, the differences between virus titers on PBMC from the two types of healthy blood donors and PBMC from the recipients and nonrecipients were analyzed with the Wilcoxon signed rank test.
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RESULTS |
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Transmitter and nontransmitter variables: viral load and CD4+ T-cell counts. The individuals who did or did not transmit HIV-1 to their respective partners were compared with respect to markers of disease progression. Close to the moment of transmission, the median infectious cellular load in peripheral CD4+ T cells was significantly higher in the individuals who did transmit HIV-1 than it was at the end of the high-risk period in the nontransmitters (119 versus 8 TCID/106 CD4+ T cells; P = 0.005) (Fig. 1a and Table 3). Nevertheless, three individuals who transmitted virus to their partners had a low cellular infectious load at the moment of transmission (10, 11, and 16 TCID/106 CD4+ T cells). The median HIV-1 RNA levels in serum, analyzed at the same moment as the infectious cellular load, showed no difference between the transmitters and the nontransmitters, i.e., 45,500 (=4.6 log units) versus 28,500 (=4.5 log units) RNA copies/ml of serum (P = 0.6) (Fig. 1b and Table 3).
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Recipient and nonrecipient variables: susceptibility of PBMC
to HIV-1 variants of the partners.
In a panel of five
healthy blood donors, two types were distinguished with respect to
susceptibility to in vitro HIV-1 infection. The mean titer of all 82 NSI variants analyzed in this study was significantly lower on PBMC of
healthy blood donors bd1 and bd3 than on PBMC from the other three
blood donors, bd2, bd4, and bd5 (P < 0.001). Based on
this information, PBMC from bd1 and bd3 were classified as less
susceptible (+/
) and PBMC from bd2, bd4, and bd5 were classified as
normally susceptible (++).
, or
) or normally to highly susceptible (++ or +++) to infection
with HIV-1 variants derived from the respective partners. Low
susceptibility was defined as susceptibility equal to or lower than
that of PBMC from bd1 and bd3. The majority of HIV-1 variants derived
from one of the nontransmitters (D5) and three of the transmitters (C4,
C5, and C7) replicated equally well on both types of blood donor PBMC;
in these cases, the recipient and nonrecipient PBMC were classified as
less or normally susceptible. Representative patterns are shown in Fig.
2.
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Susceptibility and CCR5 genotype.
Since NSI and SI variants
may use different coreceptors (12, 16, 19) and the observed
reduced susceptibility was specific for NSI variants, we analyzed the
CCR5 genotype in recipient, nonrecipient, and healthy blood donor PBMC.
Both healthy blood donors who had PBMC with low susceptibility (bd1 and
bd3) were heterozygous for the 32-bp deletion in the CCR5 gene. Blood
donors bd2, bd4, and bd5, with normally susceptible cells, had a
wild-type CCR5 genotype. Three of 10 nonrecipients had a CCR5
32
heterozygous genotype (Table 3). All three of these individuals had
PBMC with low susceptibility (+/
or
). The other three individuals
who had PBMC with low susceptibility (two nonrecipients and one
recipient) had a wild-type CCR5 genotype, which was confirmed by
sequence analysis of the coding region of the CCR5 gene (data not
shown). In addition, the remaining recipients and nonrecipients with
normally to highly susceptible cells all displayed the wild-type CCR5
genotype.
32
heterozygous genotype (Table 3). Interestingly, the majority of
biological HIV-1 clones from three of these individuals replicated to
normal titers on the (in general) less susceptible PBMC from either or
both of the CCR5
32 heterozygous blood donors (Fig. 2d).
| |
DISCUSSION |
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|
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Biological factors that may influence the risk for homosexual transmission of HIV-1 were studied in 10 discordant and 10 concordant homosexual couples. In general, we observed a higher peripheral cellular infectious load and a lower CD4+ T-cell count in the individuals who had transmitted HIV-1 to their partners. This result is in agreement with previous reports on the association between stage of disease and the risk for transmission (reviewed in reference 6). Surprisingly, we found no correlation between HIV-1 RNA load in serum and transmission. This finding might be explained by the absence of a correlation between viral RNA load in serum and that in semen (25), the latter being a more relevant compartment for sexual transmission. Alternatively, transmission might predominantly occur via cell-associated HIV-1. In agreement with the latter idea, an association has been found between cell-associated HIV-1 variants in the semen of HIV-1-infected individuals and the virus variants present in the sexual partners to whom they transmitted the virus (42).
Despite their different associations with transmission, both measures of peripheral viral load correlated with each other within the group of transmitters and the group of nontransmitters (data not shown), in agreement with our previous observations (5).
Eight of 10 nonrecipients had PBMC with reduced susceptibility to infection with virus variants isolated from their partners and with an unrelated NSI HIV-1 variant compared with healthy blood donor PBMC. In contrast, only three of eight recipients had less susceptible cells. Moreover, the most susceptible cells were found only in recipients, whereas the least susceptible cells were found only in nonrecipients. These results are suggestive of a role of susceptibility to HIV-1 in homosexual transmission. In accordance, CD4+ T cells of multiply exposed yet uninfected individuals have been shown to be generally less susceptible than CD4+ T cells of nonexposed controls (28). Also, in vertical transmission, the susceptibility of the child's target cells to virus variants from the mother has been shown to play a role (27).
Three nonrecipients had PBMC with normal susceptibility to HIV-1 infection. However, their respective HIV-1-infected partners had a very low cellular infectious load (3 to 4 TCID50/106 CD4+ T cells), at least at the end of the period in which transmission could have occurred. Inversely, the three recipients with less susceptible cells all had HIV-1-infected partners with an extremely high cellular load close to the moment of transmission, being 0.7 to 2.8 log units higher than the load in the partners of nonrecipients with similarly susceptible cells. Furthermore, the recipient with the least susceptible cells seroconverted only after 4 years of high-risk sexual behavior (C8; Tables 1 and 3). These data suggest that the susceptibility of target cells in combination with the size of the virus inoculum determines whether infection is established upon exposure via homosexual contact. From this suggestion it would follow that factors influencing either viral load (e.g., antiviral treatment) or susceptibility (e.g., CCR5 genotype) also correlate with HIV-1 transmission.
It was previously shown that CCR5
32 homozygous cells are not
susceptible to NSI HIV-1 infection in vitro and in vivo (24, 30). This fact and the fact that CCR5 is the coreceptor for macrophage-tropic HIV-1 variants (12) are in good agreement with the observations that macrophage-tropic variants establish infection upon entry in a new individual (39, 41).
Nevertheless, the existence of HIV-1 variants capable of using other
receptors might explain the fact that homozygous individuals are not
completely protected from infection (4). Heterozygosity for
the deletion in the CCR5 gene was shown not to protect from HIV-1
infection (11, 13, 20), although the opposite has also been
suggested (30). The absence of protection seems in contrast
to the observed lower susceptibility to in vitro infection of CCR5
32 heterozygous cells and the association between transmission and
susceptibility. The fact that low susceptibility is associated with
protection from infection while CCR5
32 heterozygosity is not might
be explained by the fact that low susceptibility has additional causes
besides CCR5 dysfunction. Moreover, we argue here that the inoculum
size upon sexual exposure in combination with the susceptibility of target cells largely determines whether infection is established. Promiscuous sexual behavior increases the chance of exposure to a high
viral inoculum, which might override the relative lack of
susceptibility. As a consequence, promiscuous individuals might need
cells with lower susceptibility than those of monogamous partners of
HIV-1-infected individuals in order to remain uninfected, which would
explain the increased frequency of CCR5
32 homozygotes but not CCR5
32 heterozygotes among frequently exposed uninfected individuals (28).
Whether the relative lack of susceptibility of PBMC from CCR5
32
heterozygotes is due to reduced expression of CCR5, to higher expression of
-chemokines, or to a combination of both is currently under investigation.
Compared to the susceptibility of PBMC from CCR5
32 heterozygotes,
PBMC from three individuals (two nonrecipients and one recipient) had
similar low susceptibility to NSI HIV-1 and normal susceptibility to SI
HIV-1 yet had a wild-type CCR5 genotype. The fact that the NSI variants
showed impaired replication on the PBMC from CCR5
32 heterozygous
blood donors indicated their dependence on CCR5 for efficient
replication, excluding the dysfunctioning of other coreceptors as a
likely explanation for the reduced susceptibility of the PBMC from
individuals with a wild-type CCR5 genotype. Whether there are
sequence-independent conformational differences for CCR5 that determine
differences in ligand affinity and thus HIV-1 susceptibility will be
the subject of future research.
From three transmitters and from one nontransmitter, virus variants
that replicated well on the CCR5
32 heterozygous blood donor PBMC
were isolated. This finding might be explained by a capacity of these
viruses to use other chemokine receptors as cofactors for entry or,
alternatively, by an enhanced affinity of these viruses for CCR5.
Interestingly, three of these individuals had a CCR5
32 heterozygous
genotype themselves, which may have been the driving force behind
evolution toward the use of other coreceptors or toward a higher
affinity for CCR5. Whether this is indeed the case is currently the
subject of our studies.
This study does not exclude a role for immunity in homosexual transmission. The presence of neutralizing antibodies to autologous virus (21, 31) is associated with a lower rate of transmission of HIV-1 from mother to child. Similarly, neutralizing antibodies in semen (3, 40) might reduce the infectious titer of free virus and thereby influence transmission. Some studies have suggested a role for cellular immunity (8) in homosexual transmission. Also, rare HLA subtypes have been associated with protection from infection in frequently exposed Nairobian prostitutes (29). The basis for this protection might be alloreactivity against HLA proteins present in virion envelopes (1). In support of this idea, macaques which were vaccinated with uninfected human cells or HLA class I or class II molecules were subsequently protected from infection with cell-free simian immunodeficiency virus grown in human cells (2, 7, 34). The data presented in the present study, however, suggest that target cell susceptibility and inoculum size are major determinants of homosexual HIV-1 transmission.
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ACKNOWLEDGMENTS |
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We thank Agnes Holwerda, Jeanette van der Hulst, and Leonie Ran for excellent technical assistance; Nadine Pakker for helping with statistical analyses; Margreet Bakker for providing the RNA load data; Marijke Roos and colleagues for providing CD4+ T-cell counts; and Katja Wolthers, Nadine Pakker, Ana-Maria de Roda Husman, and Frank Miedema for critically reading the manuscript. We are greatly indebted to the cohort participants and in particular to the HIV-1-seronegative partners for their participation.
This study was performed as part of the Amsterdam Cohort Studies on AIDS, a collaboration among the Municipal Health Service, the Academic Medical Centre, and the Central Laboratory of The Netherlands Red Cross Blood Transfusion Service, Amsterdam, The Netherlands, and was financed by The Netherlands Foundation for Preventive Medicine (grant 28-2547), on advice of the Dutch Program Committee of AIDS Research (PccAO, project 94013) in the context of the National AIDS Research Stimulation Program.
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FOOTNOTES |
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* Corresponding author. Mailing address: Department of Clinical Viro-Immunology, Central Laboratory of The Netherlands Red Cross Blood Transfusion Service, Plesmanlaan 125, 1066 CX, Amsterdam, The Netherlands. Phone: 31-20-5123110 or 31-20-5123317. Fax: 31-20-5123310. E-mail: clbkvi{at}xs4all.nl.
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